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Found 1933 results. Displaying page 21 of 129

  1. 24 May 2018

    Market cleanliness summer scholarship study published

    The Financial Markets Authority (FMA) and NZX Regulation (NZXR) today published a study carried out by Victoria University student Anna Hensen, ‘New Zealand Equity Market Cleanliness for the years 2010-2016’.
    Tags
    Media release, Roles, Business, Market operator, News & Insights
    Type
    Page

  3. 21 December 2020

    FMA releases CPA Australia and NZICA accredited body reports

    The Financial Markets Authority (FMA) has published its annual accredited body reports for CPA Australia and the New Zealand Institute of Chartered Accountants (NZICA).
    Tags
    Auditors, Roles, Media release, Accredited bodies, Business, News & Insights
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    Page

  5. 3 December 2021

    FMA releases CPA Australia and NZICA accredited body reports

    FMA has published its annual accredited body reports for CPA Australia and the New Zealand Institute of Chartered Accountants (NZICA), 2021.
    Tags
    Auditors, Roles, Media release, Business, Accredited bodies, News & Insights
    Type
    Page

  7. 28 January 2015

    FMA and NZX sign Memorandum of Understanding

    FMA and NZX have signed a Memorandum of Understanding. The MoU sets out the framework for engagement and co-operation between the FMA and NZX, taking into account their complementary regulatory responsibilities for New Zealand’s capital markets.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  8. 28 January 2015

    FMA and NZX sign Memorandum of Understanding

    FMA and NZX have signed a Memorandum of Understanding. The MoU sets out the framework for engagement and co-operation between the FMA and NZX, taking into account their complementary regulatory responsibilities for New Zealand’s capital markets.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  9. 5 October 2023

    FMA report: Lessons learned from Barry Kloogh Ponzi

    The FMA published a report on the findings of its inquiries following the Barry Kloogh fraud. These inquiries focused on the services provided to Kloogh by third party market participants.
    Tags
    Media release, Client money or property services provider, Financial Adviser, Roles, Business, News & Insights, Enforcement
    Type
    Page

  10. 29 January 2019

    FMA and RBNZ report on life insurer conduct and culture

    The FMA and RBNZ have completed their joint review of 16 New Zealand life insurers. This review follows the regulators’ bank review published in November 2018.
    Tags
    Life insurance, Media release, Insurance, Consumer, News & Insights
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    Page

  12. 23 September 2022

    RBNZ and FMA seeking feedback on draft FMI Standards

    RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).
    Tags
    Financial market infrastructures, Media release, Roles, Business, News & Insights
    Type
    Page

  13. 1 May 2019

    Audit Quality Perceptions Research report 2019

    The overall aim of this research is to inform FMA of public and industry perceptions of the audit quality in NZ and enable them to target work to increase understanding of the auditor’s role, strengthen perceived value of that role, along with knowledge of the FMA’s role of oversight and regulationof auditors.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  15. 30 June 2020

    FMA publishes NZX Obligations annual review 2020

    NZX met its statutory obligations as a licensed market operator for the period 1 January to 31 December 2019, according to the Financial Markets Authority (FMA)’s annual review. The NZX General Obligations Review, published by the FMA today, found that NZX complied with its market operator obligations during the review period. Read the full media release and NZX General Obligations Review here.
    Tags
    Shares, Roles, Ways to invest, Investing, Media release, Business, Consumer, Market operator, News & Insights
    Type
    Page