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Found 1933 results. Displaying page 112 of 129

  2. 11 November 2014

    Directors of SPI companies agree to enforceable undertakings

    Murray Rex Alcock and Allister Ronald Knight (the Directors), of the various entities comprising the SPI group of companies (including SPI Property Fund Limited), have provided enforceable undertakings to the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  3. 16 June 2015

    FMA welcomes first listing on new NXT market

    The Financial Markets Authority (FMA) says the first listing this week on the NXT market sparks a new era of innovative capital raising in New Zealand.
    Tags
    Market operator, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 29 May 2014

    FMA issues formal warning to St Laurence directors - investigation closed

    The Financial Markets Authority (FMA) has closed its investigation into St Laurence Limited (in liquidation) and has formally warned eight directors of St Laurence Limited in respect of potential breaches of the Securities Act.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  5. 12 July 2013

    FMA strategic leadership team appointments

    The Financial Markets Authority (FMA) has announced the appointment of Sue Brown to the new position of Head of Strategy, Innovation and Engagement.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  6. 5 October 2017

    KiwiSaver continues to grow - FMA continues to push providers on customer engagement

    The FMA’s annual KiwiSaver report based on returns as at 31 March 2017 shows total assets were up $7 billion from $33.8 billion in 2016. Investment returns of $2.7 billion were more than double those of 2016, and are close to the previous record $3 billion, reported in 2015.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  9. 28 February 2017

    The FMA: What to expect from your financial provider

    The Financial Markets Authority (FMA) has today published a series of pointers for customers to use when they are dealing with financial services providers.
    Tags
    Crowdfunding providers, Derivatives, Roles, Ways to invest, Investing, Media release, Business, Consumer, News & Insights
    Type
    Page

  10. 8 June 2017

    Innovative Securities fails to overturn FSPR ruling

    The High Court has dismissed an appeal by Innovative Securities Limited against the FMA decision to de-register the company from the FSPR. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 10 September 2012

    FMA welcomes High Court ruling on Perpetual

    High Court's judgment ruled that FMA can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA's information-gathering notices, alleging they were unlawful. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 13 November 2019

    Guide to diversifying

    FMA guide to how and why you should diversify your investments.
    Tags
    Bonds, Managed funds, Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  13. 3 March 2021

    ‘Director for hire’ Michael Reps sentenced for FSPR abuse

    Michael Reps, the New Zealand-based director of Pegasus Markets Limited, has been sentenced to two months community detention and 90 hours community work after criminal charges were brought by the Financial Markets Authority (FMA) for breaches to the Financial Service Providers (Registration and Dispute Resolution) Act (FSP Act).
    Tags
    Cases, Media release, FMA, News & Insights, Enforcement
    Type
    Page

  15. 8 June 2020

    Court of Appeal rejects sentence appeal by PTT’s Steven Robertson

    The Financial Markets Authority (FMA) has welcomed the Court of Appeal’s decision to dismiss a sentence appeal by Steven Robertson, who defrauded victims of $2.1 million through PTT Limited.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page