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Found 1933 results. Displaying page 95 of 129

  1. 16 November 2017

    Consultation paper: Proposed exemption to facilitate personalised digital advice

    Consultation paper: Proposed exemption to facilitate personalised digital advice. We are now open for applications by providers for the exemption. Read more about it here.
    Tags
    Financial Advice Provider, Financial Adviser, Interposed persons under new financial advice regime, Consultations, Roles, Business
    Type
    Page

  4. 24 January 2023

    FMA publishes 2022 annual report

    Our 2022 annual report details a year that encompassed four main areas of focus for the regulator: monitoring and oversight of financial market participants; preparations for new financial markets legislation; building investor capability; and enforcement activity.
    Tags
    Media release, News & Insights
    Type
    Page, Annual report, Corporate publications

  5. 15 November 2016

    When strangers call bearing investment gifts: hang up

    Cold calls from strangers about investment opportunities are not only sure-fire losers, but illegal, and the Financial Markets Authority says the best response is the dial tone.
    Tags
    Media release, Consumer, News & Insights, Scams
    Type
    Page

  6. 5 October 2015

    FMA 2015 KiwiSaver report shows investment returns and withdrawals reach all-time highs

    The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while the level of withdrawals also increased to the largest level since KiwiSaver began.
    Tags
    KiwiSaver providers, KiwiSaver & Superannuation, Media release, Managed investment schemes, Roles, Business, Consumer, News & Insights
    Type
    Page

  7. 6 August 2020

    KiwiSaver statements starting to help members take action

    A survey that the FMA has done shows that some KiwiSaver members who recalled seeing their projected lump sum planned to take some form of action. The most common planned action was increasing contributions.
    Tags
    Media release, KiwiSaver providers, KiwiSaver & Superannuation, Managed investment schemes, Roles, Business, Consumer, FMA, News & Insights
    Type
    Page

  8. 6 November 2020

    FMA releases standard conditions for licensing of financial advice

    The Financial Markets Authority (FMA) has released the final standard conditions for a full Financial Advice Provider licence and confirmed three classes of financial advice service, following an extensive consultation with the industry.
    Tags
    Compliance, New Financial Advice regime, Regulation, Media release, Business, News & Insights
    Type
    Page

  10. 2 November 2020

    FMA opens consultation on guidance for KiwiSaver fees

    The FMA’s guidance sets out the regulatory approach to the requirement that KiwiSaver fees not be unreasonable.
    Tags
    Regulation, Media release, KiwiSaver providers, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page, Guidance

  11. 8 September 2014

    FMA talking investment risk for Money Week

    The Financial Markets Authority (FMA) has announced its plans for this year's Money Week from October 13-19 2014. The FMA will be hosting a panel discussion to promote greater understanding of investment risk.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  12. 7 August 2014

    Brian Henry admits market manipulation

    Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  14. 5 October 2020

    World Investor Week focus on beginners after steep rise in direct investment

    The Financial Markets Authority is using World Investor Week 2020 to remind thousands of Kiwi investors to do their homework and understand the risks of investing in financial markets after a steep rise in direct investment.
    Tags
    Shares, Ways to invest, Investing, Media release, Consumer, News & Insights
    Type
    Page