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Found 1933 results. Displaying page 10 of 129

  1. 27 February 2024

    MONEY SMART NZ LIMITED

    MONEY SMART NZ LIMITED is an AML/CFT reporting entity.

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  2. 28 February 2024

    PETCOVER NZ LIMITED

    PETCOVER NZ LIMITED is an AML/CFT reporting entity.

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  3. 28 February 2024

    Wealth & Co NZ Limited

    Wealth & Co NZ Limited, FSP9861 is an AML reporting entity.
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    AML/CFT, Reporting entities, Roles, Business
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  5. 28 February 2024

    THE PEOPLES NZ LIMITED

    THE PEOPLES NZ LIMITED is an AML/CFT reporting entity.

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  6. 31 August 2022

    NZ Commercial Ventures Limited

    NZ Commercial Ventures Limited is an AML reporting entity.
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    AML/CFT, Reporting entities, Roles, Business
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  7. 15 April 2024

    NZ Funds DBG

    NZ Funds DBG including: New Zealand Administration Services Limited, New Zealand Funds Management Limited, New Zealand Funds Superannuation Limited
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    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
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  8. 3 February 2023

    BNP Paribas NZ DBG

    BNP Paribas NZ DBG including: BNP Paribas Fund Services Australasia Pty Ltd (FSP42061), BNP Paribas Nominees (NZ) Limited (FSP42162), BNP Paribas Securities Services.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
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  9. 5 March 2013

    Nathans Finance NZ Ltd

    The Commission alleged that statements concerning Nathans' lending to related parties, the quality of its loan book, its loan management practices and its management of liquidity were untrue. It is also alleged that the directors made untrue statements in a prospectus extension certificate in March 2007. Read more.
    Tags
    Court – criminal, Powers, Enforcement
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  10. 6 June 2011

    Zero Commission NZ Limited

    FMA asked Zero for an enforceable undertaking and to include a statement provided by FMA at the beginning of the unsolicited offers to ensure that investors make an informed decision. Read more.
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    Enforceable undertaking, Powers, Enforcement
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  11. 29 June 2023

    Tiger Brokers (NZ) Limited

    The Auckland High Court has ordered Tiger Brokers (NZ) Limited to pay $900,000 for breaching the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act 2009, in proceedings brought by the FMA.  
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    AML/CFT, Roles, Formal warning, Powers, Business, Enforcement
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  12. 20 October 2022

    Jasper NZ Investments Limited

    The FMA has issued a formal warning to Jasper NZ Investments Limited following concerns that it may have failed to give disclosures to investors as required by Part 3 of the Financial Markets Conduct Act 2013 because it relied on the wholesale investor exclusion in circumstances where they were not entitled to. This is because some eligible investor certificates were incomplete.
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    Wholesale investing, Roles, Ways to invest, Investing, Conduct, Offer information, Offers of financial products, Formal warning, Powers, Business, Consumer, Enforcement
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  14. 16 May 2024

    Emerge NZ Limited

    Emerge NZ Limited is an AML/CFT reporting entity.
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