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Found 1933 results. Displaying page 89 of 129

1. 25 January 2023

   Paul Gregory, speaks at the Financial Services Council Outlook 2023 on January 25

   FMA Executive Director of Regulatory Response, Paul Gregory, speaks at the Financial Services Council on 25 January 2023

   Tags

   Speeches and presentations , News & Insights

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   Page

2. 21 July 2023

   Financial institution licensing FAQs

   Find answers to frequently asked questions about financial institution licensing (also known as CoFI licensing) on this page.

   Tags

   Licensing & registration, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business

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   Page

3. 11 May 2020

   Faiga Taufa’asesē Teugā ‘Oa mo Polōfiti

   O le ta’iala i teuga ‘oa taufa’asesē

   Tags

   Investing, Article, Consumer, News & Insights, Scams

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   Page

4. 22 December 2020

   Privacy Statement

   The Financial Markets Authority is committed to ensuring your privacy is protected. Read our Privacy policy here.

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   Type

   Page

5. 19 July 2017

   Consultation paper: KiwiSaver annual statements - calculation of total fees in dollars

   Consultation paper: KiwiSaver annual statements - calculation of total fees in dollars. See the methodology notice, regulatory impact statement and amended guidance note for managed funds on fee disclosure above.

   Tags

   Managed investment schemes, Supervisor, Consultations, Roles, Business

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   Page

6. 25 June 2018

   Consultation paper: Proposed exemption from requirement to name assets

   Consultation paper: Proposed class exemption from requirement to name assets. Proposed class exemption from having to disclose the names of individual borrowers to investors provided other relevant information has been disclosed.

   Tags

   Managed investment schemes, Supervisor, Consultations, Roles, Business

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   Page

7. 5 June 2015

   Consultation paper: Proposed financial reporting exemptions for small and medium-sized DIMS providers

   Consultation paper: Proposed financial reporting exemptions for small and medium-sized DIMS providers. We consulted on a class exemption for small and medium-sized licensed DIMS providers from certain financial reporting obligations. This consultation is now closed.

   Tags

   Discretionary investment management scheme (DIMS), Consultations, Exemptions, Roles, Business

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   Page

8. 21 December 2022

   FMA files court proceedings against Tiger Brokers, alleging AML/CFT Act breaches

   We have filed civil High Court proceedings against Tiger Brokers for allegedly breaching the AML/CFT Act.

   Tags

   Media release, AML/CFT, Client money or property services provider, Roles, Business, News & Insights, Enforcement

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   Page

9. 27 January 2022

   FMA publishes 2021 annual report

   The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has today published its annual report for the year to June 2021.

   Tags

   Media release, News & Insights

   Type

   Page, Annual report, Corporate publications

10. 4 October 2021

    DIY investors encouraged to ‘take a mo’ before giving in to FOMO

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko is urging DIY online investors to pause before succumbing to investment FOMO as part of World Investor Week (4-10 October).

    Tags

    Investing, Media release, Consumer, News & Insights

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    Page

11. 20 February 2019

    Smart Investor tool launched to help Kiwis get ahead financially

    Smart Investor enables Kiwis to search and compare New Zealand investments such as KiwiSaver, shares, bonds and other types of managed products for the first time.

    Tags

    Investing, Media release, KiwiSaver & Superannuation, Consumer, News & Insights

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    Page

12. 23 April 2018

    FMA applies to court to liquidate Forestlands companies

    The FMA has applied to the High Court to place the Forestlands companies numbered 2-20 into liquidation. Read more.

    Tags

    Cases, Media release, News & Insights, Enforcement

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    Page

13. 15 September 2021

    FMA sees spike in investment scam complaints, issues more warnings, since start of COVID-19

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – is warning New Zealanders to be on the lookout for three unique types of scams that have been on the rise since the start of COVID-19.

    Tags

    COVID-19, Media release, News & Insights, Scams

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    Page

14. 12 October 2023

    Kiwibank to pay $812,500 penalty for making false and misleading representations to customers

    Kiwibank has been ordered to pay a $812,500 civil penalty at the High Court in Wellington for making false and/or misleading representations to some customers.

    Tags

    Media release, Enforceable undertaking, Financial Institutions, Powers, Business, News & Insights, Enforcement

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    Page

15. 31 August 2012

    FMA proposes overhaul of rules around property proportionate ownership schemes

    The Financial Markets Authority has announced its proposal to overhaul the class exemption notice for Real Property Proportionate Ownership Schemes.

    Tags

    Media release, News & Insights

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