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Found 1933 results. Displaying page 84 of 129

  1. 17 December 2014

    South Canterbury Finance (SCF)

    The accused are Edward Sullivan, Robert White, Lachie McLeod, Terrence Hutton, Graham Brown. The SFO has laid 21 charges in total with FMA's assistance. The charges are laid under provisions of the Crimes Act: sections 220 (theft by person in special relationship), 240 (inducing by deception), 260 (false accounting) and 242 (false statement by promoter). Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  2. 18 October 2016

    New Zealand’s latest film festival brings fraud to the big screen

    The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is being held on 18 & 19 November at Auckland’s Q Theatre and is timed to coincide with Fraud Awareness Week. The festival is affiliated with the Dutch Fraud Film Festival which first took place in 2014.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  3. 30 November 2022

    Legislation

    The FMA oversees a range of financial markets legislation. We also have certain powers, monitor compliance, investigate and enforce conduct that may constitute a contravention of other legislation, where it applies to financial market firms and individuals. View all the legislation we oversee on this page.
    Tags
    Legislation, Fair dealing, New Financial Advice regime, FMC Act, Regulatory cooperation, Conduct of Financial Institutions Bill (CoFI), Financial Services Legislation Amendment Act (FSLAA), Business, FMA
    Type
    Page

  4. 1 September 2015

    KiwiSaver and beyond – turning a lump sum into a smooth income

    A survey of New Zealanders approaching retirement has found one in four people are unsure of how to manage the money in their KiwiSaver funds when they reach 65.
    Tags
    KiwiSaver & Superannuation, Media release, KiwiSaver providers, Managed investment schemes, Roles, Business, Consumer, News & Insights
    Type
    Page, Guidance

  5. 1 April 2019

    AML/CFT monitoring report highlights concerns, sets out future focus

    The Financial Markets Authority (FMA) has published an Anti-Money Laundering and Countering the financing of terrorism (AML/CFT) monitoring report setting out the areas requiring further attention by the management and boards of the reporting entities it supervises. Read more.
    Tags
    AML/CFT, Roles, Media release, Business, News & Insights
    Type
    Page

  6. 24 May 2011

    Incomplete Applications Slow AFA Approvals

    Up to 700 financial advisers may have to stop giving advice on KiwiSaver, managed funds and other investment products on 1 July because they haven't completed the qualifications needed to be an Authorised Financial Adviser (AFA).
    Tags
    Media release, News & Insights
    Type
    Page

  9. 16 November 2016

    Minister Collins to open Fraud Film Festival

    The inaugural International Fraud Film Festival will be opened by Hon Judith Collins, the Minister responsible for the Serious Fraud Office, on Friday, 18 November at Auckland’s Q Theatre. The festival concludes this year’s Fraud Awareness Week.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  10. 29 October 2018

    Consultation paper: Proposed exemption to enable dual-language product disclosure statements

    The FMA has granted an exemption to enable the provision of dual-language product disclosure statements provided in both te reo Māori and English. Read more here.
    Tags
    Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Offer disclosure for equity and debt offers, Managed investment schemes, Peer-to-peer lending service providers, Consultations, Roles, Business
    Type
    Page

  12. 22 August 2018

    Securities Authority of New Zealand

    The “Securities Authority of New Zealand” is not a legitimate financial services regulator in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  13. 8 February 2017

    FMA lays charges under the Crimes Act

    An individual registered financial adviser appeared in the Auckland District Court yesterday in relation to various charges laid by the FMA under the Crimes Act.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 1 January 2016

    Banc de Binary Limited

    There are recent warnings issued by the Australian Securities and Investment Commission in relation to Banc de Binary Limited.
    Tags
    International regulator alerts, Scams
    Type
    Page

  15. 20 September 2016

    Fraud and its far reaching effects hit the big screen

    The inaugural New Zealand International Fraud Film Festival (Fraud Film Festival) is coming to Auckland’s Q Theatre in November. The festival is timed to coincide with November’s Fraud Awareness Week and will open on Friday, 18 November.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page