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Found 1967 results. Displaying page 3 of 132

1. 9 July 2020

   Review of 16 class exemption notices expiring in 2021 feedback form

   Feedback form: Consultation 16 class exemption notices expiring

   Tags

   Consultations, Business

   Type

   Word document, Feedback form

2. 9 September 2022

   Feedback form regulatory returns for licensed Class 3 financial advice providers

   Feedback form for public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

   Tags

   Financial Advice Provider, New Financial Advice regime, Roles, Business

   Type

   Word document, Feedback form, Consultation

3. 23 March 2022

   Feedback form Class exemptions for small co operatives and irrigation companies

   Tags

   Type

   Word document, Consultation, Feedback form

4. 12 June 2020

   Proposed standard conditions for financial advice provider full licences feedback form

   Feedback form for consultation: Financial advice provider full licences

   Tags

   Consultations, Business

   Type

   Word document, Feedback form

5. 25 September 2019

   Green bonds and other responsible investment products feedback form

   Feedback form: Consultation on Green bonds and other responsible investment products

   Tags

   Consultations, Business, FMA

   Type

   Word document, Submission form

6. 18 January 2021

   Review of Wholesale Investor Exclusion 750000 Minimum Investment Exemption feedback form

   Feedback form: consultation - review of wholesale investor exclusion

   Tags

   Consultations, Business

   Type

   Word document, Feedback form

7. 17 April 2018

   Proposed exemption Enable dual language PDS feedback form

   Feedback form: proposed exemption to enable dual language PDS

   Tags

   Consultations, Business

   Type

   Word document, Submission form

8. 1 July 2021

   Administrators of financial benchmarks BMA3 Fit and Proper declarations form

   Administrators of financial benchmarks BMA3 Fit and Proper declarations form.

   Tags

   Compliance, Market operator, Roles, Business

   Type

   PDF, Application form

9. 10 October 2022

   Feedback form FAP Regulatory Returns Class 1 Consultation

   Feedback form for proposed regulatory returns for licensed Class 1 financial advice providers (FAPs)

   Tags

   Financial Advice Provider, Consultations, Regulatory returns, Roles, Business

   Type

   Word document

10. 10 October 2022

    Feedback form FAP Class 2 Regulatory Returns consultation

    Feedback form for consultation - Class 2 FAP regulatory returns.

    Tags

    Financial Advice Provider, Consultations, Roles, Business

    Type

    Word document, Feedback form

11. 19 July 2018

    Determining whether you are acquiring a business or assets feedback form

    Consultation paper feedback form: determining whether you are aquiring a business or assets

    Tags

    Consultations, Business

    Type

    Word document, Information Sheet, Submission form

12. 19 July 2022

    Feedback form CoFI licence proposed standard conditions

    Tags

    Consultations, Conduct of Financial Institutions Bill (CoFI), Business

    Type

    Word document, Consultation, Feedback form

13. 31 May 2023

    Feedback form Renewal of class exemption for same class offers

    Feedback form for Consultation: Renewal of class exemption for same class offers ASX/NZX-quoted financial products.

    Tags

    Type

    Word document, Consultation, Feedback form

14. 20 June 2023

    Submission form Proposed exemptions for CREs in liquidation receivership or voluntary administration

    Submission form for consultation responses - proposed exemptions for CREs in liquidation, receivership, or voluntary administration.

    Tags

    Authorised body under a FAP, Banking, Insurance Providers, Financial Institutions, Roles, Business, Managed investment schemes, Supervisor

    Type

    Word document, Submission form

15. 23 June 2023

    Submission form Proposed guidance for keeping proper CRD records

    Submission form for response to the Consultation - Proposed guidance for keeping proper CRD records

    Tags

    Authorised body under a FAP, Banking, Consultations, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes

    Type

    Word document, Submission form