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Found 1967 results. Displaying page 127 of 132

1. 9 November 2021

   Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2021

   Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   Page

2. 5 March 2024

   Speech by Samantha Barrass at Financial Advice New Zealand Thrive Conference

   Samantha Barrass talks to Financial Advice New Zealand (FANZ) about the future of financial advice and the quest for better customer outcomes.

   Tags

   Speeches and presentations , Authorised body under a FAP, Financial Advice Provider, Financial Adviser, New Financial Advice regime, Roles, Business, News & Insights, Nominated representatives

   Type

   Page

3. 21 December 2023

   FMA warns of increase in fake product disclosure statement scams targeting New Zealanders

   The FMA is urging New Zealanders to remain vigilant and protect themselves from investment scams this holiday season.

   Tags

   Media release, Investor warning, Consumer, News & Insights

   Type

   Page

4. 22 January 2024

   Financial advice scam - James loses $600 in cold-calling swindle

   James shares his scam story to help prevent others being caught out by a cold-calling crook offering financial advice.

   Tags

   Real life scam stories, News, Consumer, News & Insights, Scams

   Type

   Page

5. 8 February 2024

   Yuen Pok (Paul) Loo sentenced for forgery and financial markets legislation offences

   Yuen Pok (Paul) Loo has been sentenced in the Manukau District Court following a prosecution brought by the FMA.

   Tags

   Media release, Financial Adviser, Roles, Financial Advice Provider, Business, News & Insights, Enforcement

   Type

   Page

6. 8 March 2024

   Prospero Markets Company Limited – Unregistered Business

   FMA is concerned that Prospero Markets (New Zealand) is offering New Zealanders financial services including CFD trading services while not registered.

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   Type

   Page

7. 2 June 2023

   Auditor Oversight Committee

   Tags

   Type

   Page

8. 13 June 2022

   Reporting a deficit – how to address the auditor shortage in New Zealand

   Jacco Moison, FMA Head of Audit and Financial Reporing talks about the shortage of experienced auditors in New Zealand and the implications for investors and stakeholders.

   Tags

   Auditors, FMA stories, Roles, Business, News & Insights

   Type

   Page, Financial reporting

9. 26 January 2024

   FX Fortune Bitmart – Imposter website, duplicate websites

   FMA has received a complaint that FX Fortune Bitmart is withholding client funds and requesting advance fees to have them released. They are offering financial services are not a registered Financial Service Provider.
   

   Tags

   Imposter website, Scams

   Type

   Page

10. 21 March 2024

    Greenland Finance Enterprise – Suspected scam

    We recommend caution when dealing with Greenland Finance Enterprise Global Investments (Greenland) and a duplicate website Inez Finance Limited.

    Tags

    Suspected scam, Investor warning, Consumer, Scams

    Type

    Page

11. 26 March 2024

    FMA warns Southern Cross Medical Care Society and Southern Cross Pet Insurance for Financial Markets legislation breaches

    FMA has issued warnings to Southern Cross Medical Care Society (SCMCS) and Southern Cross Pet Insurance (SPCI) for failing to apply advertised discounts to each entities’ respective insurance products.

    Tags

    Media release, Enforceable action, Formal warning, Financial Institutions, Powers, Business, News & Insights, Enforcement

    Type

    Page

12. 28 March 2024

    Gen AI: Industry engagement essential to understand how Gen AI is achieving positive consumer and market outcomes as well as how risks are being managed by firms

    Daniel Trinder, Executive Director Strategy and Design at the FMA talks about regulation in a world of gen ai.

    Tags

    Opinion, Business, News & Insights

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    Page

13. 2 April 2024

    FMA opens consultation on potential class exemption for certain green, social, sustainability, and sustainability-linked bonds

    FMA issues a consultation in response to industry request for a more efficient route to market for green, social and sustainability bonds.

    Tags

    Media release, Offer disclosure for equity and debt offers, Ethical finance, Offers of financial products, Managed Investment Schemes, Climate Reporting Entities, Roles, Business, News & Insights

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    Page

14. 14 December 2023

    Cyprus Securities and Exchange Commission – Imposter websites

    Imposter website alert: Cypress Securities Exchange Commission (CySEC) has warned that its website has been copied and scammers are impersonating its officials in a complex “recovery” scam.

    Tags

    Imposter website, Suspected scam, Scams

    Type

    Page

15. 18 January 2018

    phuei-century.com

    There is no connection between the website www.phuei-century.com and Puhuei Century Limited nor are the activities of the website subject to regulation in New Zealand.

    Tags

    Investor warning, Consumer

    Type

    Page