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Found 1968 results. Displaying page 124 of 132

  1. 16 August 2023

    Speech by Clare Bolingford to the Financial Services Council Conference 2023

    Clare Bolingford, FMA Executive Director, Regulatory Delivery. Speech to the Financial Services Council Conference, 16th August 2023.
    Tags
    Speeches and presentations , Conduct, FMA people, Conduct of Financial Institutions Bill (CoFI), Business, FMA, News & Insights
    Type
    Page

  2. 16 August 2023

    Advisory: Financial Services Council conference speech by Clare Bolingford

    FMA, Executive Director for Regulatory Delivery, Clare Bolingford spoke to the Financial Services Council annual conference today, on the theme of building consumer confidence.
    Tags
    Media release, FMA people, Speeches and presentations , Conduct of Financial Institutions Bill (CoFI), Business, FMA, News & Insights
    Type
    Page

  3. 21 August 2023

    Onyx Group Limited – Unregistered Business

    Onyx Group Limited offers wealth management and financial planning services, and share offers to New Zealand residents, but it is not registered on the Financial Services Provider Register (FSPR) or licensed as a Financial Advice Provider to do so.
    Tags
    Investor warning, Consumer
    Type
    Page

  4. 23 August 2023

    FMA acknowledges guilty verdict in Pushpay insider trading case

    FMA acknowledges today’s guilty verdict in the criminal trial of an individual accused of insider conduct in relation to the sale of shares in Pushpay Holdings Limited.
    Tags
    Media release, Insider trading, News & Insights, Enforcement
    Type
    Page

  6. 31 March 2023

    KiwiSaver Tracker

    The FMA no longer publishes the KiwiSaver Tracker. We recommend instead going to Sorted and using the Fundfinder tool.
    Tags
    Roles, KiwiSaver & Superannuation, Disclose register, Reports and Papers, Business, Consumer, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Resource

  7. 21 July 2022

    Research

    Research conducted by the FMA about financial service providers, products and consumers is published on this page.
    Tags
    News, News & Insights
    Type
    Page, Research

  8. 14 September 2023

    Kiwi Term Deposits - Comparison website harvesting investor details

    We are concerned that Kiwi Term Deposits may be operating a scam. It operates a website claiming to offer consumers a way to compare and find the best term deposit and bond rates in New Zealand. It states that investments are “fully insured and asset backed by provider”. However, no such scheme is currently offered in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  9. 1 April 2018

    Effective disclosure

    Effective disclosure guidance note was originally released in June 2012 and updated in 2014 to incorporate changes of the FMC Act. It is now no longer relevant.
    Tags
    Offer information, Business
    Type
    Page, Guidance

  10. 5 October 2022

    Ethical finance

    The FMA supports ethical finance and New Zealand’s transition to an integrated financial system – one that looks beyond financial returns to also consider non-financial factors. Read more about our role in an integrated financial system on this page.
    Tags
    Ethical finance, Climate related disclosure, Business
    Type
    Page

  11. 21 September 2023

    Trustee and Nominee exemptions

    The Trustee Corporations and Nominee Companies which have notified FMA that they have opted in to this exemption are listed here.
    Tags
    Exemptions, Business
    Type
    Page

  12. 29 September 2023

    FMA consults on proposed liquidity risk management guidance

    FMA has released proposed guidance for Managed Investment Scheme (MIS) managers and their supervisors for effective liquidity risk management (LRM).
    Tags
    Media release, Supervisors, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  13. 3 October 2023

    Compliance approach

    FMA takes a risk-based approach to our monitoring and surveillance activities, meaning we prioritise resources to those participants or practices that present the greatest risk to fair, efficient and transparent financial markets.
    Tags
    Compliance, Business
    Type
    Page

  14. 25 September 2023

    '5 mins with the FMA' podcast #8: KiwiSaver Annual Report - 2023

    In this 5 mins with the FMA episode, we look at the latest KiwiSaver Annual Report, with John Horner, Director of Markets, Investors and Reporting at the FMA.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Podcast

  15. 2 May 2023

    ‘5 mins with the FMA’ podcast #6: Financial Advice Providers

    ‘5 mins with the FMA’ podcast #6: We talk to Michael Hewes about New Zealand’s new-look financial advice regime, which has just passed a major milestone, with all financial advice providers now required to hold or operate under a full license.
    Tags
    Financial Advice Provider, Roles, Licensing & registration, Podcast, Business, News & Insights
    Type
    Page, Podcast