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  1. 9 July 2021

    FMA investor profile - Zac W.

    Our latest investor profile is on 13-year-old Zac, who joined the online investing revolution 18 months ago, and now puts half his paper run money into his growing portfolio.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  2. 24 May 2021

    FMA investor profile - Riki Manarangi

    Our ongoing series of monthly profiles of investors around NZ. This month, Riki Manarangi, startup founder and key relationships manager for the NZ Shareholders’ Association.
    Tags
    FMA stories, Investor information, Article, Consumer, News & Insights
    Type
    Page

  4. 28 March 2023

    Prime Capital and associated websites

    Prime Capital purports to be based in New Zealand and offers unrealistically high returns on Crypto Currency investments.
    Tags
    Investor warning, Consumer
    Type
    Page

  5. 10 May 2023

    FMA censures Aurora Financial Group Limited for misleading clients

    FMA has censured Aurora Financial Group Limited (Aurora Financial) for misleading existing and potential clients about KiwiSaver returns.
    Tags
    Media release, Financial Advice Provider, Financial Adviser, Censure, Roles, Powers, Business, News & Insights, Enforcement
    Type
    Page

  10. 22 May 2012

    Cold-calling share scam

    New Zealand investors are in danger of being fleeced by a sophisticated new cold-calling share scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 23 January 2015

    Notification of Warning: individual trader – market manipulation

    The Financial Markets Authority has issued a warning to an individual in relation to suspected market manipulation. Following an investigation by the FMA, it concluded that trading by the individual in question has likely breached the Securities Markets Act 1988. Read more.
    Tags
    Enforcement
    Type
    Page

  13. 28 January 2015

    FMA and NZX sign Memorandum of Understanding

    FMA and NZX have signed a Memorandum of Understanding. The MoU sets out the framework for engagement and co-operation between the FMA and NZX, taking into account their complementary regulatory responsibilities for New Zealand’s capital markets.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  15. 24 March 2021

    FMA directs Rockfort Markets to address misleading advertising

    The Financial Markets Authority (FMA) has directed licensed derivatives issuer (DI) Rockfort Markets to remove or amend misleading advertising statements on its social media channels and website.
    Tags
    Derivatives, Ways to invest, Investing, Media release, Consumer, FMA, News & Insights, Enforcement
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    Page