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Found 6603 results. Displaying page 390 of 441

1. 6 December 2023

   Stewart Group Asset Management Limited

   Stewart Group Asset Management Limited is an AML/CFT reporting entity.

   Tags

   Type

   Page

2. 6 December 2023

   NEW ZEALAND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES LIMITED

   NEW ZEALAND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES LIMITED is an AML reporting entity. This entity was previous called STEWART GROUP WEALTH MANAGEMENT LIMITED.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

3. 8 December 2023

   Accredited body report - NZICA 2023

   Accredited body report - NZICA 2023

   Tags

   Roles, Accredited bodies, Business

   Type

   PDF, Report

4. 29 September 2022

   FMA Investor checklist

   World Investor Week investing plan checklist.

   Tags

   Consumer

   Type

   PDF

5. 13 December 2023

   Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

   This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.

   Tags

   Type

   PDF

6. 13 December 2023

   SGX DT Obligations Review 2023

   Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.

   Tags

   Reports and Papers, Roles, Business, Market operator, News & Insights

   Type

   PDF

7. 20 December 2023

   FMA censures Go Financial Solutions for breaching its licence obligations Tagalog translation

   FMA censures Go Financial Solutions for breaching its licence obligations - Tagalog translation

   Tags

   Type

   PDF

8. 12 January 2024

   Macquarie Asset Management (NZ) Limited

   Macquarie Asset Management (NZ) Limited is an AML/CFT reporting entity.

   Tags

   Type

   Page

9. 23 January 2024

   NEW ZEALAND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES LIMITED

   NEW ZEALAND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES LIMITED is a DIMS.

   Tags

   Reporting entities, Discretionary investment management scheme (DIMS), Roles, Business

   Type

   Page

10. 23 May 2019

    Application Form - Supervisors Licence TRU1.1 variation

    APPLICATION FORM FOR
    FINANCIAL MARKETS SUPERVISORS LICENCE VARIATION

    Tags

    Type

    PDF

11. 30 January 2024

    Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

    Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024

    Tags

    Type

    PDF

12. 29 July 2021

    CE Expense Disclosure, Gifts for Jan - Jun 2021

    CE Expense Disclosure, Gifts for Jan - Jun 2021

    Tags

    FMA

    Type

    PDF

13. 1 August 2022

    CE Expense Disclosure Gifts Liam Mason 1 Nov 21 to 25 Jan 22

    CE Expense Disclosure Gifts Liam Mason 1 Nov 21 to 25 Jan 22

    Tags

    Executive expenses, FMA

    Type

    PDF

14. 1 August 2022

    CE Expense Disclosure Gifts Samantha Barrass 25 Jan to 30 Jun 22

    CE Expense Disclosure Gifts Samantha Barrass 25 Jan to 30 Jun 22

    Tags

    Executive expenses, FMA

    Type

    PDF

15. 31 January 2024

    CE Expense Disclosure Gifts Samantha Barrass Jul 22 Jun 2023

    CE Gifts expense disclosure, for the period Jul 2022 to June 2023 for Samantha Barrass.

    Tags

    Executive expenses, FMA

    Type

    PDF