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Found 6603 results. Displaying page 389 of 441

1. 10 March 2023

   Du Val Capital Partners Limited and Du Val Group NZ Limited - Formal Warning

   Formal warning issued to Du Val Capital Partners by the FMA on 10 March 2023.

   Tags

   Formal warning, Powers, Enforcement

   Type

   PDF

2. 4 September 2023

   FMA042 KiwiSaver Facts at a glance1

   FMA KiwiSaver Annual Report 2019. Facts at a glance

   Tags

   KiwiSaver & Superannuation, Consumer

   Type

   PDF

3. 24 October 2023

   K C Securities Limited Partnership

   K C Securities Limited Partnership is an AML/CFT reporting entity.

   Tags

   Type

   Page

4. 24 October 2023

   Provincial Wealth Limited

   Provincial Wealth Limited is an AML/CFT reporting entity.

   Tags

   Type

   Page

5. 31 October 2018

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

   EXPIRED Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018 revokes the Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016 (Existing Notice) and replaces it with a new notice. Read more.

   Tags

   Exemptions, Business

   Type

   Page

6. 31 October 2023

   Financial Markets Conduct (Product Disclosure Statements in Te Reo Maori and English) Exemption Notice 2018

   Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2018. Expired.

   Tags

   Exemptions, Business

   Type

   Page

7. 6 July 2016

   Mr Paul Clifford Hibbs and Hansa Limited

   Anyone who has been in contact with Mr Hibbs or Hansa in relation to the offer of financial advice, investment services, or any other form of financial product or service, is encouraged to contact us.

   Tags

   Investigations, Enforcement

   Type

   Page

8. 21 November 2023

   Exemption Notice Financial Markets Conduct Portfolio Superannuation Scheme 2023

   Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2023

   Tags

   Type

   PDF

9. 21 November 2023

   Exemption Notice Financial Markets Conduct i Select Superannuation Scheme 2023

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023

   Tags

   Type

   PDF

10. 21 November 2023

    i Select Superannuation Scheme levy waiver notification 2023

    i Select Superannuation Scheme levy waiver notification 2023

    Tags

    Waivers, Offers of financial products, Roles, Business

    Type

    PDF

11. 21 November 2023

    Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

    Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

    Tags

    Waivers, Offers of financial products, Roles, Business

    Type

    PDF

12. 24 November 2023

    Audit Quality Monitoring Report 2023

    Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

    Tags

    Auditors, Directors, Roles, Business

    Type

    PDF

13. 27 November 2023

    Medical Assurance Society NZ Ltd Judgment

    Judgment issued against Medical Assurance Society NZ Ltd (MAS).

    Tags

    Judgment, Enforcement

    Type

    PDF

14. 27 November 2023

    Medical Assurance Society NZ Ltd settlement agreement

    Medical Assurance Society NZ Ltd settlement agreement

    Tags

    Type

    PDF

15. 5 December 2023

    FMA Annual Report 2023

    Financial Markets Authority 2023 Annual Report

    Tags

    FMA

    Type

    PDF, Annual report, Corporate publications