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  3. 20 September 2023

    ALPHA FIRST SECURITIES LIMITED

    ALPHA FIRST SECURITIES LIMITED (trading as Alpha First Mortgage Investments / Alpha First Securities) is an AML/CFT reporting entity.
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    Type
    Page

  8. 28 September 2023

    Catalist market operator obligations review 2023

    Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    PDF

  15. 7 July 2023

    Feedback form Climate related disclosures timing mismatch Copy

    Feedback form Climate related disclosures timing mismatch.
    Tags
    Consultations, Climate related disclosure, Roles, Authorised body under a FAP, Ethical finance, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    Word document