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  3. 18 January 2024

    Bank of America – Fake term deposits and bonds

    A scam offering fake term deposits and bonds using the name of Bank of America (Australia) is targeting New Zealanders. Scammers are sending out highly professional looking product disclosure statements which feature the Bank of America’s name, address, logo and registration details.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  4. 9 February 2023

    Licensed & reporting entities

    The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Find out further details including the provider's business address, list of services and the name of their independent dispute resolution scheme on the Financial Service Providers Register.
    Tags
    Crowdfunding providers, Roles, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Licensing & registration, Asia Region Funds Passport Register, Reporting entities, Licensed entity, Business, Managed investment schemes, Market operator, Peer-to-peer lending service providers, Supervisor, Designated Business Group (DBG)
    Type
    Page

  5. 26 January 2024

    Investing New Zealand - Comparison site harvesting investor details

    We are concerned that Investing New Zealand may be operating a scam. It operates a website claiming to compare term deposit rates which states it offers “deposit protection up to $100,000 NZD per investment”, however no such scheme is currently offered in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  6. 26 January 2024

    Altera Global Limited – Suspected scam

    FMA have received a report that Altera Global representatives have been targeting individuals on social media, trying to convince them to invest funds. This is a common online scam tactic.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 30 January 2024

    Financial Markets Conduct (Revocation of Exemption) Notice 2024

    This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
    Tags
    Exemptions, Business
    Type
    Page

  9. 30 January 2024

    Exemption Notice BGC revocation notice

    This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.
    Tags
    Type
    PDF

  10. 2 February 2024

    Forbes Capital Partners – Suspected scam

    Investor warning: We received a complaint that representatives of FCP had befriended a NZ resident on social media and encouraged him to invest money. When he attempted to withdraw his money, FCP withheld the funds and told him to pay an advance fee.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 2 February 2024

    Axon Holdings – Imposter website

    Investor warning: AxonHoldingsLtd.com is falsely using the details of the registered New Zealand company Axon Holdings Limited using its name, address, and New Zealand Companies Office details.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 16 February 2024

    Riseup Trade – Suspected scam

    The FMA considers Forex a derivative. Entities offering derivative services in New Zealand are required to hold a derivatives issuer licence. Riseup Trade does not hold this type of licence, nor is it registered on the Financial Service Providers Register.
    Tags
    Derivative Issuer, Suspected scam, Derivatives, Roles, Business, Consumer, Scams
    Type
    Page

  13. 15 February 2024

    Starlight Brokers Limited

    Starlight Brokers Limited FSP768195 is an AML reporting entity.
    Tags
    AML/CFT, Roles, Business
    Type
    Page

  14. 19 February 2024

    Licensing Application Guide - Financial Services PART A

    To apply for a market service licence you need to read both PART A and PART B of our licensing application guide. PART A: (this guide) provides general guidance about the licensing process. This includes information about who needs a licence, how to login to the application portal and how to create a RealMe identity, if you don’t already have one (you’ll need one before you can apply).
    Tags
    Crowdfunding providers, Derivative Issuer, Independent trustee, Licence guide, Roles, Licensing & registration, Business, Managed investment schemes
    Type
    PDF