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Found 5481 results. Displaying page 262 of 366

1. 7 July 2005

   Alpine Pacific Developments Limited Neil Gurdjieff Dougan and Ernest Ross Thomson -Enforceable Undertaking

   Enforceable Undertaking by the Directors of Alpine Pacific Developments Limited, 7 July 2005

   Tags

   Enforceable Undertaking, Enforcement

   Type

   PDF

2. 14 June 2022

   Cigna and OnePath Life - Enforceable Undertaking

   OnePath Life (NZ) Limited and Cigna Life Insurance New Zealand Limited will jointly pay $180,000 to the FMA after admitting liability for breaching the fair dealing provisions of the Financial Markets Conduct Act 2013 (FMCA). 14 June 2022

   Tags

   Enforceable Undertaking, Enforcement

   Type

   PDF

3. 13 July 2015

   David J Hobbs and Jacqueline Hobbs - Enforceable Undertaking

   Enforceable Undertaking by David Hobbs and Jacqueline Hobbs, July 2015.

   Tags

   Enforceable Undertaking, Enforcement

   Type

   PDF

4. 4 July 2005

   Monaco Village Holdings Limited - Enforceable Undertaking

   Enforceable Undertaking by the Directors of Manaco Village Holdings Limited, 4 July 2005.

   Tags

   Enforceable Undertaking, Enforcement

   Type

   PDF

5. 4 July 2019

   Westpac New Zealand Limited - Enforceable Undertaking

   Enforceable Undertaking by Westpac New Zealand Limited (WNZL) on 4 July 2019.

   Tags

   Enforceable Undertaking, Enforcement

   Type

   PDF

6. 15 November 2017

   Goldman Sachs New Zealand Limited - Investigation report

   This report concerns an investigation by the Financial Markets Authority (FMA) into certain trading conduct of Goldman Sachs New Zealand Limited (GSJA).

   Tags

   Investigations, Enforcement

   Type

   PDF, Report

7. 27 July 2015

   Arena Capital Limited - Receivers report

   Receivers' First Report into the Receivership of Arena Capital Limited, 24 July 2015.

   Tags

   Type

   PDF

8. 28 August 2017

   Prince Partners - Judgment

   High Court Judgment in the case against Prince and Partners Trustee Company Limited, 25 August 2017.

   Tags

   Enforcement

   Type

   PDF

9. 12 February 2021

   ANZ Bank New Zealand Limited - High Court Judgment

   On 4 June 2020 the Financial Markets Authority (“FMA”) filed civil proceedings against ANZ Bank New Zealand Limited (“ANZ”) alleging various breaches of the Financial Markets Conduct Act 2013 (“the Act”). This is the High Court Judgment.

   Tags

   Court decision, Enforcement

   Type

   PDF

10. 5 July 2021

    CLSA Premium NZ Ltd - Judgment

    High Court Judgment: Financial Markets Authority v CLSAP - 5 July 2021

    Tags

    Type

    PDF

11. 28 May 2015

    Commerce Commission v ANZ Bank New Zealand Ltd - Judgment

    Judgment in the High Court in the case between Commerce Commission and ANZ Bank New Zealand Limited, 28 May 2015.

    Tags

    Court decision, Enforcement

    Type

    PDF

12. 21 February 2019

    Viaduct Capital & Mutual Finance - Judgment

    High Court verdicts and reasons in the case against Paul Bublitz, Bruce McKay and Richard Blackwood, 21 February 2019.

    Tags

    Court decision, Enforcement

    Type

    PDF

13. 17 January 2023

    Cigna Life Insurance New Zealand Ltd - Judgment

    The Wellington High Court has ordered Cigna Life Insurance New Zealand Limited to pay a final pecuniary penalty of $3,575,000. 

    Tags

    Judgment, Enforcement

    Type

    PDF

14. 1 May 2019

    Morgan De Vere Corporate Finance Limited - Court decision

    District Court decision in the case against Morgan De Vere Corporate Finance Limited, 1 May 2019.

    Tags

    Court decision, Enforcement

    Type

    PDF

15. 30 September 2022

    AIA New Zealand Ltd - Judgment

    23 September 2022 The Auckland High Court ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers.

    Tags

    Judgment, Enforcement

    Type

    PDF