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  2. 6 September 2022

    FMA Chief Executive Samantha Barrass opening remarks to the FANZ Conference

    Samantha Barrass talks to FANZ conference attendees about the FMA's goals of fostering a genuinely fair financial system, with more New Zealanders than ever believing the financial sector is working well for them.
    Tags
    FMA executive team, Speeches and presentations , FMA, News & Insights
    Type
    Page

  4. 8 June 2023

    FMA files proceedings against AA Insurance for alleged fair dealing breaches

    FMA has filed civil proceedings against AA Insurance Limited (AAI) for failing to apply multi policy and membership discounts, as well as guaranteed no claims bonuses to eligible customers’ premiums,
    Tags
    Media release, Fair dealing, Cases, Powers, Enforceable undertaking, Court – civil, Insurance Providers, Business, News & Insights, Enforcement
    Type
    Page

  6. 25 May 2023

    Sustainable? Ethical? The substance must back up the claims

    Paul Gregory, Executive Director Response and Enforcement, FMA talks about greenwashing and how misleading or false claims about social or environmental benefits go to the heart of fair dealing, and how the overall impression provided by marketing materials is critical.
    Tags
    Roles, Business, News & Insights, Supervisor
    Type
    Page

  7. 13 December 2021

    Squirrel P2P Trustee Limited

    FMA formally warned Squirrel P2P Trustee Limited for failing to carry out certain obligations as a custodian. The entity provides a custodial service for the peer-to-peer lending service of Squirrel Money Limited.
    Tags
    Formal warning, Powers, Enforcement
    Type
    Page

  8. 1 December 2021

    Medical Kiwi Limited

    Medical Kiwi Limited, a medicinal cannabis company, was admitted to breaching the fair dealing provisions of the Financial Markets Conduct Act.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  9. 1 May 2022

    One Management

    FMA made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP
    Tags
    Stop Order, Powers, Enforcement
    Type
    Page

  10. 13 December 2021

    Jarden Securities Limited

    Jarden Securities Limited was formally censured by the FMA for contraventions by OM Financial Limited as a licensed derivatives issuer.
    Tags
    Censure, Powers, Derivative Issuer, Roles, Business, Enforcement
    Type
    Page

  11. 1 October 2021

    Firma Foreign Exchange Corporation (NZ) Limited

    Firma Foreign Exchange Corporation (NZ) Limited was censured after finding it had materially contravened a number of its obligations as a licensed derivatives issuer.
    Tags
    Censure, Powers, Derivative Issuer, Roles, Business, Enforcement
    Type
    Page

  13. 13 June 2023

    LEGASEED NZ LIMITED

    LEGASEED NZ LIMITED is an AML reporting entity.
    Tags
    Type
    Page

  14. 18 October 2019

    Circle Markets Limited

    FMA has issued a formal warning to a non-licensed derivatives issuer and forex provider, Circle Markets Limited, under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT).
    Tags
    AML/CFT, Derivative Issuer, Roles, Business, Enforcement
    Type
    Page

  15. 18 October 2019

    FMA issues AML/CFT warning to Circle Markets Limited

    The Financial Markets Authority (FMA) has issued a formal warning to a non-licensed derivatives issuer and forex provider, Circle Markets Limited, under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT).
    Tags
    AML/CFT, Roles, Media release, Business, News & Insights
    Type
    Page