Search results

Found 2508 results. Displaying page 40 of 168

1. 9 June 2017

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2017

   Financial Markets Conduct (Shares in Investment Companies) Designation Amendment Notice 2017 amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017.

   Tags

   Designations, Business

   Type

   Page

2. 1 August 2018

   Why aren’t women getting into investing? Presentation by Gillian Boyes 2018

   Women in Super lunch on 1 August 2018 'Why aren’t women getting into investing?' Presentation by Gillian Boyes

   Tags

   Speeches and presentations , News & Insights

   Type

   PDF

3. 7 December 2022

   SHARESIES INVESTMENT MANAGEMENT LIMITED

   Sharesies Investment Management Limited are licenced managed investment scheme managers.

   Tags

   Reporting entities, Licensed entity, Roles, Business, Managed investment schemes

   Type

   Page

4. 6 June 2019

   Morgan DeVere Corporate Finance Limited and director Rene Moorby

   These charges relate to Morgan DeVere Corporate Finance Limited and Director Rene Moorby for breaches of the Financial Service Providers (Registration and Dispute Resolution) Act.

   Tags

   Court – criminal, Powers, FSPR abuse, Enforcement

   Type

   Page

5. 24 January 2023

   Sharesies DBG

   Sharesies DBG including: Sharesies Ltd, and Sharesies Nominee Limited

   Tags

   AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)

   Type

   Page

6. 2 February 2023

   ATHENA WEALTH PLANNING LIMITED

   ATHENA WEALTH PLANNING LIMITED is an AML reporting entity.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

7. 2 February 2023

   BETASHARES CAPITAL NZ LIMITED

   BETASHARES CAPITAL NZ LIMITED is an AML reporting entity.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

8. 4 December 2017

   Fitch Matthews Wealth Management trading as FM Wealth Management

   Fitch Matthews Wealth Management is not registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

   Tags

   Investor warning, Unregistered business, Consumer, Scams

   Type

   Page

9. 3 February 2023

   Walter Brent SHEATHER

   Walter Brent SHEATHER (FSP15522) is an AML/CFT reporting entity

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

10. 3 February 2023

    THE TRUSTEES OF THE FONTERRA WELFARE FUND

    THE TRUSTEES OF THE FONTERRA WELFARE FUND (FSP44332) is an AML/CFT reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

11. 3 February 2023

    SHARE NZ SERVICES LIMITED

    SHARE NZ SERVICES LIMITED (FSP683711) is an AML/CFT reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

12. 27 July 2018

    White Square Trading Limited

    White Square Trading Limited is not a registered financial service provider in New Zealand

    Tags

    International regulator alerts, Suspected scam, Scams

    Type

    Page

13. 10 February 2023

    Skyline Healthcare Group Limited Partnership

    Skyline Healthcare Group Limited Partnership is an AML/CFT reporting entity.

    Tags

    Type

    Page

14. 7 December 2021

    FMA receives complaint about www.tm-mgmt.com offering shares in fictitious IPO

    FMA are concerned the website www.tm-mgmt.com may be operating a scam. We have received reports of investors being unable to withdraw their investments. We have previously received a complaint regarding the entity offering shares in a fictitious IPO.

    Tags

    Suspected scam, Scams

    Type

    Page

15. 16 February 2021

    CompareForexBrokers

    CompareForexBrokers is not regulated by the FMA. Exercise caution before dealing with this Company.

    Tags

    Suspected scam, Scams

    Type

    Page