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Found 2508 results. Displaying page 39 of 168

1. 1 August 2019

   Expense disclosure CE Other January to June 2019

   CE expenses disclosure for the period 1 January 2019 - 30 June 2019.

   Tags

   Executive expenses, FMA

   Type

   PDF

2. 25 September 2019

   Green bonds and other responsible investment products feedback form

   Feedback form: Consultation on Green bonds and other responsible investment products

   Tags

   Consultations, Business, FMA

   Type

   Word document, Submission form

3. 29 March 2021

   Expense Disclosure CE Other Dec 2020

   CE expense disclosure for the period 1 July 2020 - 31 December 2020.

   Tags

   Executive expenses, FMA

   Type

   PDF

4. 9 February 2018

   Expense disclosure CE Other July to December 2017

   CE expenses disclosure for the period 1 July 2017 - 31 December 2017

   Tags

   Executive expenses, FMA

   Type

   PDF

5. 16 December 2021

   Customer care managing conflicts of interest self assessment tool

   Tags

   Financial Advice Provider, Licensing & registration, Roles, Business

   Type

   PDF, Information Sheet

6. 18 February 2019

   Expense Disclosure CE Other July Dec 2018

   CE expense disclosure for the period 1 July 2018 - 31 December 2018.

   Tags

   Executive expenses, FMA

   Type

   PDF

7. 25 March 2019

   190325 Share This investor guide

   Share This! is a guide produced by the FMA to help novice investors navigate investing investing in shares.
   

   Tags

   Shares, Investing, Investor information, Ways to invest, Consumer

   Type

   PDF

8. 23 September 2021

   OIAP Short selling of shares

   OIAP Response dated 23 September 2021, Short selling of shares - Request asking if the FMA investigated short selling of industry shares impacted by Covid

   Tags

   Type

   PDF, OIA

9. 10 July 2018

   Consultation paper: Exemptions, other legislative notices, and unnecessary compliance costs

   Consultation paper: Exemptions, other legislative notices, and unnecessary compliance costs. We are seeking feedback on the effectiveness of our legislative notices in minimising unnecessary compliance costs.

   Tags

   Roles, Consultations, Business

   Type

   Page

10. 14 December 2012

    Securities Act (BetaShares Capital Limited)

    Securities Act (BetaShares Capital Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 19 July 2018

    Determining whether you are acquiring a business or assets feedback form

    Consultation paper feedback form: determining whether you are aquiring a business or assets

    Tags

    Consultations, Business

    Type

    Word document, Information Sheet, Submission form

12. 19 July 2018

    Consultation paper Determining whether you are acquiring a business or assets

    This consultation is for issuers, their advisers, investors and other interested parties. We are seeking feedback on our proposed guidance and interpretation of the Regulations.
    

    Tags

    Offer disclosure for equity and debt offers, Consultations, Roles, Business

    Type

    PDF

13. 11 July 2013

    Consultation paper: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries

    Consultation paper: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries. Read more here.

    Tags

    AML/CFT, Reporting entities, Consultations, Roles, Business

    Type

    Page

14. 29 September 2021

    FMA appoints Karen Chang as Acting General Counsel

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has appointed its current Head of Enforcement, Karen Chang, as Acting General Counsel until the FMA’s new Chief Executive joins next year.

    Tags

    FMA people, Media release, FMA, News & Insights

    Type

    Page

15. 15 July 2016

    Archer Capital (Pty) Limited (Archer) and Healthcare Industry Limited (HIL)

    FMA initiated civil proceedings against Archer Capital (Pty) Limited and Healthcare Industry Limited (HIL) for alleged breaches of the substantial shareholder disclosure obligations contained in the Securities Markets Act 1988, in relation to shares in Abano Healthcare Group Limited (Abano). Read more.

    Tags

    Court – civil, Powers, Enforcement

    Type

    Page