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Found 2508 results. Displaying page 38 of 168

1. 12 December 2003

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 11 November 2016

   Southern Cross Partners Limited (previously SCFL Management Limited)

   Southern Cross Partners Limited (previously SCFL Management Limited), FSP16281, is licensed to provide peer-to-peer lending service.

   Tags

   Peer-to-peer lending service providers, Roles, Licensed entity, Business

   Type

   Page

3. 24 May 2013

   Another Dominion Finance director pleads guilty to FMA charges

   A former director of Dominion Finance Group and North South Finance, Robert Barry Whale, has pleaded guilty to seven Securities Act charges of misleading investors in a prosecution taken by the Financial Markets Authority. Read more.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

4. 19 December 2008

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 26 March 2004

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exempton notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 19 July 2018

   Determining whether you are acquiring a business or assets feedback form

   Consultation paper feedback form: determining whether you are aquiring a business or assets

   Tags

   Consultations, Business

   Type

   Word document, Information Sheet, Submission form

7. 28 February 2014

   Expense disclosure CE other 2014 jan feb

   CE expenses disclosure for the period 1 January 2014 - 3 February 2014

   Tags

   Executive expenses, FMA

   Type

   PDF

8. 30 June 2015

   Southern Cross Benefits Limited Levy Waiver

   On 25 May 2015 the FMA granted a waiver of part of the FMA levy to Southern Cross Benefits Limited (SCBL).
   

   Tags

   Waivers, Investor information, Business, Consumer

   Type

   PDF

9. 14 February 2020

   CE Expenses Disclosure Other JulDec19

   CE expense disclosure for the period 1 July 2019 - 31 December 2019

   Tags

   Executive expenses, FMA

   Type

   PDF

10. 30 July 2014

    Expense disclosure CE expenses other 2014 jan jun

    CE expenses disclosure for the period 1 January 2014 - 30 June 2014

    Tags

    Executive expenses, FMA

    Type

    PDF

11. 26 September 2019

    Consultation green bonds and other responsible investment products

    This consultation seeks issuer and investor input on green bonds and other responsible investment products that expressly take into account environmental, social, and/or governance considerations. Submissions will initially be used to help us develop guidance for issuers.

    Tags

    Consultations, Offer disclosure for equity and debt offers, Roles, Business

    Type

    PDF

12. 30 January 2016

    Expense disclosure CE Other July 2015 December 2015

    CE expenses disclosure for the period 1 July 2015 - 31 December 2015

    Tags

    Executive expenses, FMA

    Type

    PDF

13. 11 July 2013

    consultation paper practical implications of reporting entities transacting with other reporting entities and the factsheet on managing intermediaries

    In this paper FMA seeks submissions on the practical implications of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (‘AML/CFT Act’) in situations where reporting entities are transacting with other reporting entities.

    Tags

    AML/CFT, Consultations, Roles, Reporting entities, Business

    Type

    PDF

14. 30 January 2017

    Expense disclosure CE Other July December 2016

    CE expenses disclosure for the period 1 July 2016 - 31 December 2016

    Tags

    Executive expenses, FMA

    Type

    PDF

15. 15 December 2021

    Fonterra Shareholders' Market Listing Rules - Approval of Change Notice 2021

    The amendments to the FSM Listing Rules are generally consequential on external factors relating to Fonterra, and include the following: FSM Listing Rule 1.8.2, Rules 1.8.2(c), 1.8.4(a) and 6.1.2(a)(ix) and (x) and the Glossary, and, FSM Listing Rule 6.1.2 are amended

    Tags

    FMC Act, Legislation, Business

    Type

    PDF, Notice