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Found 2508 results. Displaying page 34 of 168

1. 26 January 2007

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 22 April 2016

   Financial Markets Conduct (Heartland Bank Limited Share Sale Plan) Exemption Notice 2016

   Financial Markets Conduct (Heartland Bank Limited Share Sale Plan) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 26 July 2007

   The Order of St John Northern Region (SI) Trust

   The Order of St John Northern Region (SI) Trust is a KiwiSaver exempt employer

   Tags

   Type

   Page

4. 1 June 2007

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 1 October 2002

   Securities Act (Overseas Employee Share Purchase Schemes)

   Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 11 May 2018

   The Kimble, May and Bains Group (The KMB Group)

   The KMB Group is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

   Tags

   Suspected scam, Scams

   Type

   Page

7. 1 December 2016

   Financial Markets Conduct (66 The Square Proportionate Ownership Scheme) Exemption Notice 2016

   Financial Markets Conduct (66 The Square Proportionate Ownership Scheme) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 15 February 2013

   Another two Capital + Merchant directors plead guilty to FMA charges

   Wayne Leslie Douglas and Neal Medhurst Nicholls have pleaded guilty to Securities Act charges laid by the FMA. Read more.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

9. 11 July 2013

   Consultation paper: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries

   Consultation paper: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries. Read more here.

   Tags

   AML/CFT, Reporting entities, Consultations, Roles, Business

   Type

   Page

10. 2 May 2014

    Securities Act (The Hongkong and Shanghai Banking Corporation Limited)

    Securities Act (The Hongkong and Shanghai Banking Corporation Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 27 March 2010

    Securities Act (French Issuers Employee Share Purchase Schemes)

    Securities Act (French Issuers Employee Share Purchase Schemes) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 16 September 2015

    Consultation paper: Employee share purchase schemes – proposed exemption relief

    Consultation paper: Employee share purchase schemes – proposed exemption relief. Read more here.

    Tags

    Directors, Roles, Offer disclosure for equity and debt offers, Consultations, Business

    Type

    Page

13. 1 November 2016

    Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016

    Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 30 June 2006

    Securities Act (Overseas Employee Share Purchase Schemes)

    Securities Act (Overseas Employee Share Purchase Schemes) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 31 August 2022

    NORTHWEST HEALTHCARE PROPERTIES MANAGEMENT LIMITED

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    Type

    Page