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Found 2508 results. Displaying page 19 of 168

  1. 1 June 2016

    Factors influencing insurance policy survival

    In our study of what factors influence policy survival, we used the Cox proportional hazard model to identify
    key factors. We found that commission structure was consistently the most significant factor influencing policy
    survival rates and, within the commission structure, clawback was a major factor.
    Tags
    Financial Adviser, Reports and Papers, Roles, Financial Advice Provider, Business, FMA, News & Insights
    Type
    PDF

  2. 18 December 2019

    Conduct and Culture implementation and planning from banks - OIA request

    OIA response, dated 18 December 2019, discussing bank plans and progress on implementation of the Conduct and Culture report changes and what types of action the FMA will take if it is unsatisfied with the outcome or urgency of the banks’
    behaviour in establishing or implementing said plans
    Tags
    FMA
    Type
    PDF, OIA

  3. 18 May 2023

    Financial Markets Conduct (Embark Early Education Limited) Exemption Notice 2023

    The Financial Markets Conduct (Embark Early Education Limited) Exemption Notice 2023 exempts Embark Early Education Limited (Embark AU) from Part 3 of the Financial Markets Conduct Act 2013 (the Act) in relation to shares in Embark AU that are to be offered to eligible shareholders under a proposed scheme of arrangement pursuant to Part 15 of the Companies Act 1993.
    Tags
    Exemptions, Business
    Type
    Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

  4. 30 November 2015

    FMA reports on audit quality standards

    FMA issued Audit Quality Annual Review for the year 1 July 2014 - 30 June 2015
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  7. 18 November 2019

    Investors’ guide to auditing

    FMA guide to auditing for investors.
    Tags
    Investment basics, Investing, Article, Consumer, News & Insights
    Type
    Page

  10. 2 September 2022

    Rutherford Rede Limited DBG

    Rutherford Rede Limited DBG including: Rutherford Rede (NI) Ltd, Rutherford Rede (Auckland Central) Ltd, Rutherford Rede Metro, Rutherford Rede Super Solutions, Rutherford Rede Ltd, Rutherford Rede (Ponsonby) Ltd, Rutherford Rede Akld Ltd, and Rutherford Rede (North Shore) Ltd
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  11. 30 November 2012

    Further charges laid in Belgrave Finance investigation

    Hugh Edward Staples Hamilton (61) has appeared at the Auckland District Court today charged with fraud following the 2008 collapse of Belgrave Finance Limited. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  14. 8 July 2022

    GSF Asia Pacific offering fake pre-IPO shares

    GSF is not a registered company or a financial service provider in New Zealand. We recommend exercising caution when dealing with them.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  15. 13 July 2022

    Warning regarding unregistered business offering fake pre-IPO shares

    WARNING: The FMA is concerned that Enbridge International Consulting Limited (Enbridge) may be operating a scam via enbridgeconsulting.com (the website). We have received a report from a New Zealand resident about being cold called by Enbridge offering pre-IPO (Initial Public Offering) shares and unable to recover money paid to them.
    Tags
    Suspected scam, Scams
    Type
    Page