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  6. 1 December 2014

    Quality financial reporting: how to improve financial statements

    Quality financial reporting: how to improve financial statements is a summary report on how to improve financial statements. It is intended for is for anyone involved in the preparation, audit and review of financial statements.
    Tags
    Directors, Auditors, Roles, Business
    Type
    Page, Financial reporting, Guidance

  7. 25 June 2020

    www.aintreefinance.com

    www.aintreefinance.com has hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 6 August 2019

    Westpac refunding $7 million to affected customers for incorrect fees

    The Financial Markets Authority (FMA) and Commerce Commission have formally agreed with Westpac the steps the bank must take to refund fees to some 93,000 customers being overcharged $7 million.
    Tags
    Fair dealing, Media release, Business, News & Insights
    Type
    Page

  9. 8 September 2023

    The People’s Reserve – Unregistered, offering digital currency

    We recommend caution when dealing with The People’s Reserve and related associates the people's choice , or any individuals, or entities promoting The Peoples Reserve digital currency (TPR) and related financial services.
    Tags
    Investor warning, Consumer
    Type
    Page

  10. 5 August 2021

    Retail investor platforms research

    Research commissioned by the Financial Markets Authority to learn more about the use of online investing platforms, including investor profiles and behaviours.
    Tags
    Roles, Reports and Papers, Business, FMA, News & Insights
    Type
    Page, Research

  11. 22 November 2019

    AML/CFT Supervisory framework

    This guidance note describes the functions and powers of the three AML/CFT supervisors. These functions and powers of the supervisors are exercised in accordance with a core set of guiding principles to help achieve consistency and integrity in our supervisory approach.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  12. 29 July 2021

    Developing cyber resilience for financial advice providers

    Guidance for small and medium-sized financial advice providers (FAPs) on enhancing the security and resilience of their technology systems.
    Tags
    Roles, Financial Advice Provider, Directors, Financial Adviser, Business
    Type
    Page, Guidance

  13. 13 September 2018

    The essentials of being a director

    This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about.
    Tags
    Directors, Roles, Business
    Type
    Page, Guidance

  14. 1 December 2014

    Quality financial reporting: how to improve financial statements

    Quality financial reporting: how to improve financial statements is a summary report on how to improve financial statements. It is intended for is for anyone involved in the preparation, audit and review of financial statements.
    Tags
    Directors, Auditors, Roles, Business
    Type
    Page, Financial reporting, Guidance

  15. 20 September 2023

    KiwiSaver 2023 – Holding firm as contributions feature

    Opinion piece from Stuart Johnson, FMA Chief Economist following the release of the KiwiSaver Annual Report 2023.
    Tags
    KiwiSaver providers, Opinion, Managed Investment Schemes, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page