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  2. 29 May 2014

    FMA issues formal warning to St Laurence directors - investigation closed

    The Financial Markets Authority (FMA) has closed its investigation into St Laurence Limited (in liquidation) and has formally warned eight directors of St Laurence Limited in respect of potential breaches of the Securities Act.
    Tags
    Media release, News & Insights, Enforcement
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    Page

  3. 30 October 2014

    FMA focus on improving conduct and increasing trust in financial markets

    The Financial Markets Authority (FMA) Chief Executive Rob Everett has set out the evolving approach for the FMA as the regulator’s mandate expands under the Financial Markets Conduct Act, taking effect from 1 December.
    Tags
    FMC Act, Legislation, Media release, Business, News & Insights
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  5. 20 May 2014

    Middle-income earners much more confident in New Zealand’s financial markets

    A Financial Markets Authority survey of New Zealanders’ attitudes to financial markets, released today, has found confidence in our financial markets is growing. Overall confidence has risen five points to 59 percent from 54 percent in 2013.
    Tags
    Media release, Consumer, News & Insights
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    Page

  6. 29 May 2017

    FMA survey: Investor confidence bounces back

    Major disruptions in world events over the last year have not dented New Zealanders’ confidence in financial markets. The FMA today released its annual survey into the public’s attitude to financial markets. The survey shows that confidence has risen significantly to 65% among all respondents, from 56% in 2016.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  7. 29 October 2018

    Consultation paper: Proposed exemption to enable dual-language product disclosure statements

    The FMA has granted an exemption to enable the provision of dual-language product disclosure statements provided in both te reo Māori and English. Read more here.
    Tags
    Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Offer disclosure for equity and debt offers, Managed investment schemes, Peer-to-peer lending service providers, Consultations, Roles, Business
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  8. 15 September 2021

    InvestXE

    WARNING: We are concerned that InvestXE is offering financial services or products to New Zealand investors without complying with New Zealand law, and we believe it is operating a scam.
    Tags
    Suspected scam, Scams
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    Page

  11. 28 May 2020

    FMA warns financial adviser for advice to clients about COVID-19

    FMA has issued a formal warning to a financial adviser who made recommendations to clients that they urgently move their investments to ‘low risk’ funds in the wake of COVID-19. The adviser failed to clarify that the advice may not be suitable for all clients.
    Tags
    Financial Adviser, COVID-19, Media release, Roles, Business, News & Insights
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  15. 14 September 2011

    FMA update on finance company investigations

    The Financial Markets Authority announced that investigations into 16 collapsed finance companies involving an estimated $3.45 billion of losses to investors were continuing, with decisions on the most advanced cases likely before the end of 2011. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page