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  2. 14 April 2020

    Going Public: A Director’s Guide

    The number of companies looking to access the equity markets continues to grow. This guide is intended to help directors assess whether going public is the right choice for their company and provide an insight into the process of becoming a public company.
    Tags
    Directors, Roles, Business
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    Page

  5. 11 August 2023

    FMA issues warning to Enprise Group Limited

    The Financial Markets Authority (FMA) – has issued Enprise Group Limited (Enprise) a warning for failing to keep proper accounting records.
    Tags
    Media release, Powers, Formal warning, News & Insights, Enforcement
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    Page

  6. 11 August 2023

    Rapid Trade Return – Imposter website

    Rapid Trade Return websites are offering investments and are not registered to provide financial services in New Zealand.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  13. 30 June 2023

    Offers under the FMC Act

    Anyone offering financial products for issue or sale needs to comply with financial markets legislation. The Financial Markets Conduct Act 2013 (FMC Act) defines these people as issuers. See more on how they are defined and other disclosure requirements.
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    Type
    Page

  14. 15 August 2023

    Transparency statement on information gathering

    This transparency statement explains how the FMA collects, uses and shares information gathered about members of the public or other entities in accordance with the Information Gathering Model Standards issued by the State Services Commission (SSC) for information gathering.
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    Type
    Page

  15. 1 December 2014

    Quality financial reporting: how to improve financial statements

    Quality financial reporting: how to improve financial statements is a summary report on how to improve financial statements. It is intended for is for anyone involved in the preparation, audit and review of financial statements.
    Tags
    Type
    Page, Financial reporting, Guidance