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Found 3107 results. Displaying page 169 of 208

  1. 10 October 2019

    KiwiSaver providers respond on member engagement but little movement on fees

    The Financial Market Authority (FMA) has published its annual KiwiSaver report for the year to the end of March 2019, showing a welcome increase in default member engagement, but few signs of a reduction in fees.
    Tags
    Media release, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights
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    Page

  2. 30 October 2019

    FMA publishes 2019 annual report

    The annual report detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. The annual report is a great way to review our operational highlights for the financial year.
    Tags
    Media release, Governance, FMA, News & Insights
    Type
    Page

  3. 26 September 2019

    FMA seeking feedback on responsible investment products

    The Financial Markets Authority is seeking views on how green bonds and other responsible investment products should be described, labelled and promoted to investors.
    Tags
    Bonds, Ways to invest, Investing, Media release, Consumer, News & Insights
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    Page

  4. 19 June 2020

    FMA publishes Auditor Regulation and Oversight Plan

    The plan sets out the areas the FMA will focus on as part of its role in reviewing the quality of Financial Markets Conduct Act audits, and contributing to the integrity and development of the audit profession.
    Tags
    Media release, Auditors, Roles, Business, News & Insights
    Type
    Page

  5. 30 October 2019

    PTT’s Steven Robertson jailed for six years, eight months

    Steven Robertson has today been sentenced to six years, eight months’ imprisonment at the Auckland High Court as a result of an investigation by the Financial Markets Authority (FMA).
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  6. 4 November 2019

    FMA successfully defends FSPR appeal by FXBTG Financial Limited

    The Financial Markets Authority (FMA) has welcomed a High Court ruling upholding a direction by the FMA to de-register foreign exchange firm FXBTG Financial Limited.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  7. 7 November 2019

    FMA apologises for privacy breach

    The FMA today apologised for a privacy breach that meant complaints documents sent to the regulator between 2015 and 2017 were potentially accessible via internet searches.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  8. 13 December 2019

    FMA releases findings of managed investment scheme (MIS) custody review

    The Financial Markets Authority has published a summary report on a review of custody arrangements in managed investment schemes (MIS) in response to questions raised by the International Monetary Fund (IMF).
    Tags
    Compliance, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  9. 17 December 2019

    FMA files civil proceedings against CBL Corporation, its directors and chief financial officer

    The FMA has issued two sets of civil proceedings in the Auckland High Court against CBL Corporation Limited (In liquidation) (CBLC), the six directors and the chief financial officer alleging multiple breaches of the Financial Markets Conduct Act 2013 (“FMC Act”). The FMA is seeking declarations of contravention¹ and civil pecuniary penalties in both proceedings.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  11. 29 November 2019

    Council of Financial Regulators sets work priorities for 2020

    The Council of Financial Regulators (CoFR) has announced its work priorities for the coming year.
    The work programme includes seven separate work streams, each led by one of the CoFR agencies, but involving all the members (alongside other government agencies as necessary) in a coordinated effort to tackle issues that reach across the financial system.
    Tags
    Media release, Governance, FMA, News & Insights
    Type
    Page

  12. 14 August 2019

    New vision for Council of Financial Regulators

    The Council of Financial Regulators (CoFR) has announced a new vision for New Zealand’s economic wellbeing and has welcomed the addition of the Commerce Commission to the forum.
    Tags
    Media release, Regulation, Governance, Business, FMA, News & Insights
    Type
    Page

  13. 1 August 2019

    FMA suspends AxiCorp derivatives licence

    The Financial Markets Authority (FMA) has suspended the derivatives issuer licence of AxiCorp Financial Services Pty Limited (trading as AxiTrader) for material breaches of the Financial Markets Conduct Act 2013. Read more.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 13 May 2019

    10 formal AML/CFT warnings issued by FMA

    The Financial Markets Authority (FMA) has issued formal warnings to 10 reporting entities under Section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act (AML/CFT Act). Read more.
    Tags
    AML/CFT, Media release, Roles, Formal warning, AML/CFT formal warning, Powers, Business, News & Insights, Enforcement
    Type
    Page

  15. 21 May 2019

    FMA research highlights gap between what investors expect and what auditors deliver

    An FMA research project with investors, directors, managers and auditors has identified reasonable levels of confidence in audit quality, but also a serious gap in the expectations of investors and what auditors are delivering. The FMA commissioned the research to better understand public and industry perceptions of audit quality in New Zealand.
    Tags
    Auditors, Media release, Roles, Directors, Business, Consumer, News & Insights
    Type
    Page