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Found 3107 results. Displaying page 164 of 208

  2. 21 February 2023

    Coin Options Trade

    Derivative company, Coin Options Trade is falsely purporting to be a registered company in the United Kingdom. They are offering financial products and services to New Zealand residents without the appropriate credentials to do so.
    Tags
    Derivative Issuer, Investor warning, Roles, Business, Consumer
    Type
    Page

  3. 16 November 2022

    Investor warning for Exor Company International Ltd

    WARNING: Exor Company International Limited, and exorcompany.com, claim to be offering forex and crypto trading platforms despite not being registered to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  5. 22 December 2022

    FMA suspends crowdfunding licence of The Property Crowd

    We have suspended the crowdfunding provider licence of The Property Crowd after the entity materially contravened its licensee obligations.
    Tags
    Media release, Crowdfunding providers, Licensing & registration, Enforceable action, Roles,  Licence contraventions, Powers, Business, News & Insights, Enforcement
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  6. 15 August 2016

    FMA warns registered financial adviser

    FMA has issued a warning to an individual in relation to suspected misleading or deceptive conduct by a registered financial adviser.
    Tags
    Media release, Financial Adviser, Enforceable Undertaking, Roles, Business, News & Insights, Enforcement
    Type
    Page

  9. 19 January 2023

    FMA publishes fund manager risk assessment report

    The FMA has published its Managed Investment Schemes (MIS) Sector Risk Assessment, which analyses key risks in the funds management industry at a sector level.
    Tags
    Media release, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  12. 23 September 2022

    RBNZ and FMA seeking feedback on draft FMI Standards

    RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).
    Tags
    Financial market infrastructures, Media release, Roles, Business, News & Insights
    Type
    Page

  14. 24 June 2021

    How to operate

    Getting prepared for licensing covers: who will need a licence under the new financial advice regime; the different ways to operate under the new regime, and provides an easy-to-navigate tool that will help guide you through the options if you're unsure how you wish to operate. See more.
    Tags
    New Financial Advice regime, Client money or property services provider, Financial Advice Provider, Financial Adviser, Roles, Business, Interposed persons under new financial advice regime, Nominated representatives
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