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Found 3107 results. Displaying page 160 of 208

  2. 9 February 2022

    Overseas regulator issues warning about Crypto Infinite Miners

    WARNING: Crypto Infinite Miners is not a registered financial service provider in New Zealand or licensed by the FMA and is therefore not permitted to provide financial products or services to New Zealand residents.
    Tags
    International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page

  3. 2 November 2021

    CV Markets

    WARNING: CV Markets is not a registered entity, nor a registered financial service provider in New Zealand. As such, they are not registered to provide financial products or services to New Zealand residents.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  4. 16 June 2022

    Investor warning: Goldridge Investment Limited

    Goldridge Investment Limited and goldridgeinvestmentlimited.com (the website)are not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  5. 31 March 2022

    FMA issues warning about crypto trader, Golden Hawk

    WARNING: Golden Hawk is not a registered entity, nor a registered financial service provider in New Zealand. As such, they are not registered to provide financial products or services to New Zealand residents.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  6. 29 March 2022

    FMA warning: Finsroyal.com unregistered and unlicenced

    WARNING: finsroyal.com does not hold a derivative issuer licence and is not registered as a financial service provider in New Zealand
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  7. 27 July 2018

    White Square Trading Limited

    White Square Trading Limited is not a registered financial service provider in New Zealand
    Tags
    International regulator alerts, Suspected scam, Scams
    Type
    Page

  10. 3 February 2023

    Consultation: Proposed guidance on reasonable grounds for financial advice about IPOs and listed equity securities

    We are consulting on proposed guidance that explains the FMA’s approach to applying and enforcing Code Standard 3 of the Code of Professional Conduct for Financial Advice Services, in relation to financial advice about Initial Public Offerings (IPOs) and listed equity securities.
    Tags
    Consultations, Financial Advice Provider, Financial Adviser, Roles, Business, Nominated representatives
    Type
    Page

  13. 21 March 2018

    lansforex.com

    www.lansforex.com is not operated by nor associated with the Lan’s Enterprise Limited, and it is displaying Lan’s Enterprise Limited’s company and FSPR registration details without authority.
    Tags
    Imposter website, Scams
    Type
    Page

  14. 15 June 2022

    Adviser profile – Andrea Reid of Aliya Insurance Brokers

    Andrea Reid of Aliya Insurance Brokers shares how applying for a Financial Advice Provider (FAP) licence has helped her build a better business one step at a time.
    Tags
    Financial Advice Provider, Roles, Insights, Article, Business, News & Insights
    Type
    Page