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  2. 19 July 2021

    www.rockfortcrypto.com

    There are false claims made on this website that they are connected with a New Zealand licensed derivatives issuer - Rockfort Markets Limited. Rockfort Markets Limited has confirmed that they are not associated with or operate this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
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    Page

  3. 22 August 2022

    Rebalance Financial Planning (2022) Limited

    Rebalance Financial Planning (2022) Limited are a licensed DIMS
    Tags
    Discretionary investment management scheme (DIMS), Roles, Licensed entity, Business
    Type
    Page

  4. 30 September 2022

    AIA to pay $700,000 penalty for false and misleading representations to customers

    The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers, following proceedings brought by the FMA.
    Tags
    Media release, Investigations, Judgment, Insurance Providers, Business, News & Insights, Enforcement
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    Page

  5. 4 November 2020

    2020’s silver linings for the NZ fintech sector

    From the lens of New Zealand’s innovation and technology ecosystem, it’s been a year of silver linings, especially within the context of financial services. Read more from Binu Paul in this FMA Story.
    Tags
    FMA people, FMA
    Type
    Page

  6. 19 July 2021

    www.rockfort-markets.com

    Warning: There are false claims made on this website that they are connected with a New Zealand licensed derivatives issuer - Rockfort Markets Limited. We do not believe Rockfort operates and/or is associated with this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  7. 6 December 2021

    FMA COVID-19 Vaccination Protocol

    To help us minimise the risk of COVID-19 being transmitted at work, we have introduced a protocol which requires anyone working in or visiting any FMA office (or attending any events we host on or off-site) to be fully vaccinated against COVID 19. This policy will come into effect on Monday 6 December.
    Tags
    COVID-19, News & Insights
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    Page

  8. 28 November 2013

    FMA announces new Chief Executive

    The Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 February 2014.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  11. 5 April 2012

    FMA welcomes Bridgecorp verdicts

    Justice Venning found Rodney Petricevic and Robert Roest guilty on charges of breaching the Crimes Act 1961, the Companies Act 1993, and the Securities Act 1978 and found Peter Steigrad guilty on charges of breaching the Securities Act 1978. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
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    Page

  13. 2 September 2010

    Draft Code to Minister for Approval

    The Commissioner for Financial Advisers, David Mayhew has approved the draft Code of Professional Conduct for Authorised Financial Advisers, and sent it to the Minister of Commerce, Hon Simon Power for his approval.
    Tags
    Media release, News & Insights
    Type
    Page

  15. 22 December 2020

    Privacy Statement

    The Financial Markets Authority is committed to ensuring your privacy is protected. Read our Privacy policy here.
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    Type
    Page