Back

Search results

Found 3107 results. Displaying page 142 of 208

  1. 30 April 2015

    First Mortgage Managers Limited

    First Mortgage Managers Limited, FSP31642, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  2. 6 March 2015

    Nikko Asset Management New Zealand Limited

    Nikko Asset Management New Zealand Limited, FSP22562, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  3. 18 August 2017

    Financial Markets Commission Board

    Financial Markets Commission Board is claiming to be a financial services regulator and endorsing products and services from questionable sources.
    Tags
    Fake regulator, Scams
    Type
    Page

  4. 22 November 2016

    Wealth Management Group Ltd

    Hong Kong Securities and Futures Commission warn against the websites www.wmgltd.com and www.wmgfund.com.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 28 April 2011

    NZ Investment Securities LP (NZIS)

    Unsolicited offer for Sky City Entertainment Group Limited Shares and further expected unsolicited offers.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 18 May 2018

    Securities and Trade Commission

    The Securities and Trade Commission is not a legitimate financial services regulator.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  8. 14 April 2015

    Better information for investors as new disclosure documents take shape

    Information for investors will now be provided in a format that is easier-to-understand and more accessible than before. The way that financial products are made available to the public has been overhauled under the FMC Act. The first New Zealand financial products to be offered under the new regulations have started to appear on the ‘Disclose’ website this month.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  10. 9 October 2015

    Lending Crowd Limited

    Lending Crowd Limited, FSP390986, is licensed to provide peer-to-peer lending service.
    Tags
    Peer-to-peer lending service providers, Roles, Licensed entity, Business
    Type
    Page

  11. 21 August 2015

    Polson Higgs Wealth Management Limited

    Polson Higgs Wealth Management Limited, FSP26381, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 24 March 2015

    Helen Margaret McKenzie

    Helen Margaret McKenzie, FSP420706, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  13. 4 April 2016

    Fisher Funds Management Limited

    Fisher Funds Management Limited, FSP38581, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  14. 14 October 2016

    Norfolk Mortgage Management Limited

    Norfolk Mortgage Management Limited, FSP31523, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  15. 13 October 2021

    Consultation: Proposed guidance on advertising offers

    We are seeking views on proposed guidance on advertising offers of financial products under the Financial Markets Conduct Act 2013. The proposed guidance sets out our expectations of what good conduct in the advertising of financial products looks like. Feedback will be used to help us refine the proposed guidance.
    Tags
    Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Managed investment schemes, Peer-to-peer lending service providers, Supervisor, Consultations, Roles, Business
    Type
    Page