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  1. 14 September 2011

    FMA lays charges against Belgrave directors

    FMA announced that it has laid 69 criminal charges against three people associated with failed finance company Belgrave Finance Ltd. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  2. 19 May 2011

    Relief from Disclosure of Changes to KiwiSaver

    Changes to KiwiSaver in today's Budget Bill may be material to decisions about whether to invest in a KiwiSaver scheme.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  4. 7 October 2015

    Morgan Steel Financial Services Limited

    Morgan Steel Financial Services Limited, FSP431746, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 27 July 2016

    Daniel Francis Barr Stevenson

    Daniel Francis Barr Stevenson, FSP488707, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  6. 11 June 2015

    Stephen Rodney Joss

    Stephen Rodney Joss, FSP423586, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  7. 1 June 2016

    Conrad Funds Management Limited

    Conrad Funds Management Limited, FSP441126, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  8. 8 July 2016

    Mint Asset Management Limited

    Mint Asset Management Limited, FSP24461, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  9. 20 June 2016

    Trust Investments Management Limited

    Trust Investments Management Limited, FSP47401, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  11. 1 July 2021

    Peer-to-peer lending borrowers

    This page covers specific obligations of peer-to-peer lending borrowers when offers of financial products are made.
    Tags
    Type
    Page

  12. 17 July 2018

    Andrew Roland Johnson

    Andrew Roland Johnson, FSP619029, is a licensed Independent Trustee.
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  13. 9 August 2018

    FMA sets out its work plan for the year ahead

    The FMA has released its annual corporate plan as the conduct and culture of New Zealand’s financial services industry comes under greater scrutiny.
    Tags
    Media release, Governance, FMA, News & Insights
    Type
    Page

  14. 1 November 2016

    Citizens Brokerage Limited

    Citizens Brokerage Limited, FSP10701, is a licensed to provide peer-to-peer lending service.
    Tags
    Peer-to-peer lending service providers, Roles, Licensed entity, Business
    Type
    Page

  15. 30 March 2015

    Ewen Thomas Griffiths

    Ewen Thomas Griffiths, FSP185844, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page