Back

Search results

Found 3107 results. Displaying page 127 of 208

  2. 16 October 2015

    Anthony John Munro

    Anthony John Munro, FSP5501, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  3. 29 August 2016

    BNZ Investment Services Limited

    BNZ Investment Services Limited, FSP28021, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  4. 17 December 2019

    Trendingraphs (Premium Systems)

    Trendingraphs (Premium Systems) is not a registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 4 October 2021

    bitsharechain.com

    The website is currently not operative but we believe there were false claims made on this website that they are connected with a company incorporated in New Zealand – Bit Management Limited. Bit Management Limited has confirmed that they do not operate and are not associated with this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  10. 25 June 2012

    FMA consults on guidance on KiwiSaver sales and distribution

    The Financial Markets Authority is consulting on draft guidance for people involved with the sale and distribution of KiwiSaver schemes.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  11. 11 November 2011

    FMA to consult on the use of alternative performance measures

    The Financial Markets Authority (FMA) will issue draft guidance for public consultation in 2012 on the use of alternative performance measures (APMs) by financial markets issuers.
    Tags
    Media release, News & Insights
    Type
    Page

  12. 17 June 2011

    FMA withdraws civil proceedings against Insured Group

    A notice of discontinuance of civil proceedings was filed in the High Court, and FMA and Insured Group have prepared an agreed statement, which accompanies this release. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 13 April 2010

    Civil Proceedings Served on Lombard Finance & Investments Directors

    The Securities Commission has issued civil proceedings under the Securities Act against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 22 October 2019

    Financial Markets Conduct Act (Masthead Joint Venture) Exemption Notice 2014

    This notice, which comes into force on 1 December 2014 and is revoked on 30 November 2019, exempts certain trustees from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture. - expired
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page