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Found 3107 results. Displaying page 123 of 208

  1. 17 October 2016

    Liberty Venture Holdings Inc.

    Warnings issued by the Australian Securities and Investment Commission in relation to Liberty Venture Holdings Inc.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 22 August 2018

    Securities Authority of New Zealand

    The “Securities Authority of New Zealand” is not a legitimate financial services regulator in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  5. 3 April 2017

    FMA confirms short-term derivatives to be licensed

    The Financial Markets Authority has today confirmed that businesses selling short-duration derivatives need to be licensed. The Financial Markets Conduct Act introduced licensing for derivatives issuers in December 2014.
    Tags
    Derivatives, Ways to invest, Investing, Media release, Consumer, News & Insights
    Type
    Page

  6. 1 December 2016

    Westpac Banking Corporation

    Westpac Banking Corporation, FSP36250, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  7. 1 November 2015

    John Peter Milner

    John Peter Milner (Collaborative Consulting Ltd), FSP9761, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  8. 1 November 2015

    Trustees Executors Limited

    Trustees Executors Limited, FSP37383, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  9. 15 September 2016

    Public Trust

    Public Trust, FSP24561, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  10. 15 July 2021

    Centuria Funds Management (NZ) Limited

    Augusta Funds Management Limited, FSP209185, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  11. 30 January 2015

    Harbour Asset Management Limited

    Harbour Asset Management Limited, FSP3241, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 23 September 2016

    Roger Dickie (N.Z.) Limited

    Roger Dickie (N.Z.) Limited, FSP512246, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  13. 1 May 2015

    Forex Trend Limited

    Forex Trend Limited is currently unable to meet its obligations to customers and intends to appoint a liquidator.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 11 May 2018

    Managed Forex Hub Limited

    We have issued a formal warning to Andrew James Sturge, the sole director and shareholder of Managed Forex Hub Limited under s 9 of the Financial Markets Authority Act 2011.
    Tags
    Scams
    Type
    Page