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  5. 27 March 2019

    PCC decision - Richard Owen Dey and Michael Derek Wood

    The Professional Conduct Committee of the Chartered Accountants Australia New Zealand (CA ANZ) has published its findings in relation to Richard Owen Dey and Michael Derek Wood. Read more.
    Tags
    Auditors, Enforceable action, Roles, Reports and Papers, Business, News & Insights, Enforcement
    Type
    Page

  9. 15 November 2016

    When strangers call bearing investment gifts: hang up

    Cold calls from strangers about investment opportunities are not only sure-fire losers, but illegal, and the Financial Markets Authority says the best response is the dial tone.
    Tags
    Media release, Consumer, News & Insights, Scams
    Type
    Page

  10. 9 September 2019

    MARS CAP LIMITED

    Mars Cap Limited, FSP661531, is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 1 October 2019

    Persons providing false FMA documentation in suspected scam

    The FMA is aware that false letters and receipts featuring the FMA logo and staff names have been used overseas to solicit money. The false letters claim that a mandatory fee is payable to enable the FMA to obtain official documents and facilitate the approval of loan funds. The correspondence is fictitious and characteristic of advance fee fraud. The FMA does not undertake activities of the type described in the letter and would never ask individuals or entities for money for activities or transactions of this type.”
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 20 November 2020

    Fake/Cloned FCA Email

    The FMA has been made aware of New Zealand residents receiving an email purportedly from the United Kingdom’s Financial Conduct Authority (FCA). These emails include a link for the recipient to complete a compliance due diligence questionnaire.
    Tags
    Fake regulator, Scams
    Type
    Page

  13. 19 November 2020

    Private investment company impersonated by scammers

    GRC Investments Limited is a private investment company based in Christchurch that scammers have sought to exploit by impersonating them. The FMA issued a warning in September that an investment scam appeared to be operating under a similar name – G.R.C Trustee.
    Tags
    Consumer, Scams
    Type
    Page

  15. 31 August 2022

    CapitalGroup (Kelmarna) Limited

    CapitalGroup (Kelmarna) Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page