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Found 6606 results. Displaying page 2 of 441

1. 10 August 2022

   bbcapital.com falsely using Black Bull Group identity

   FMA are concerned that https://bbcapitalmarket.com/ is operating a scam and falsely using the name of a New Zealand registered and licensed entity - Black Bull Group Limited (NZBN: 9429041417799) T/A Blackbull Markets. Black Bull Group Limited has advised the FMA that they are not associated with https://bbcapitalmarket.com/.
   

   Tags

   Imposter website, Suspected scam, Scams

   Type

   Page

2. 11 April 2016

   Be wary of investment offers from outside the regulatory patch

   After receiving more than 2,000 complaints since July 2014, the FMA is warning investors to step inside the regulatory tent for their own protection.

   Tags

   Media release, FMA, News & Insights

   Type

   Page

3. 31 January 2014

   Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

   Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions. We invite you to review our policies and the proposed changes and share your feedback on them with us. Submissions close on 28 February 2014.

   Tags

   Designations, Consultations, Business

   Type

   Page, Financial reporting

4. 26 February 2016

   The FMA’s 100 billion dollar challenge: Raising confidence in the managed funds industry

   The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth.

   Tags

   Managed funds, Media release, Ways to invest, Investing, Consumer, News & Insights

   Type

   Page, Guidance

5. 6 April 2020

   FMA issues warning to Tiger Brokers and six firms for anti-money laundering breaches

   The FMA has issued a formal warning to NZX-accredited broker Tiger Brokers (NZ) Limited for failing to have several adequate anti-money laundering protections in place.

   Tags

   AML/CFT, Roles, Media release, Business, News & Insights

   Type

   Page

6. 31 August 2022

   NEW ZEALAND DEPOSITORY LIMITED

   NEW ZEALAND DEPOSITORY LIMITED is an AML reporting entity

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

7. 31 August 2022

   NEW ZEALAND DEPOSITORY NOMINEE LIMITED

   NEW ZEALAND DEPOSITORY NOMINEE LIMITED is an AML reporting entity

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

8. 16 August 2011

   Nationwide anti-money laundering seminars help businesses prepare for new law

   Financial service businesses will be learning about the need to tighten up customer identification processes and look out for suspicious financial transactions in a series of seminars around the country that started in Wellington on Monday.

   Tags

   AML/CFT, Media release, Roles, Business, News & Insights

   Type

   Page

9. 31 January 2014

   consultation paper financial reporting regulatory policy for financial reporting designations and exemptions

   Tags

   Type

   PDF

10. 31 January 2014

    Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

    Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions. We invite you to review our policies and the proposed changes and share your feedback on them with us. Submissions close on 28 February 2014.

    Tags

    Designations, Consultations, Business

    Type

    Page, Financial reporting

11. 28 February 2023

    SW Investment Limited has offered fictitious share investment opportunities to a New Zealand resident and unreasonably withheld the money invested

    WARNING: SW Investment Limited has offered fictitious share investment opportunities to a New Zealand resident and unreasonably withheld the money invested.

    Tags

    Suspected scam, Scams

    Type

    Page

12. 9 February 2022

    FMA files court proceedings alleging insider trading relating to the sale of Pushpay shares

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has filed proceedings against two individuals for alleged insider trading in relation to the sale of shares in Pushpay Holdings Limited (NZX:PPH).

    Tags

    Insider trading, Offer disclosure for equity and debt offers, Roles, Media release, Business, News & Insights, Enforcement

    Type

    Page

13. 25 May 2021

    Thousands of young New Zealanders missing out on investment returns

    The (FMA) is urging young New Zealanders to check they’re in the right KiwiSaver fund. The call follows data indicating over 12,000 KiwiSaver members aged 26-35 years old are sitting in lower risk or conservative funds after switching from higher growth funds during COVID-19 market volatility last year.

    Tags

    Media release, KiwiSaver & Superannuation, Consumer, News & Insights

    Type

    Page

14. 12 March 2018

    Five businesses warned for Anti-Money Laundering/Countering Financing of Terrorism failures

    FMA issued formal warnings to five reporting entities under Section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act (AML/CFT Act).

    Tags

    AML/CFT, Roles, Media release, Business, News & Insights

    Type

    Page

15. 15 May 2017

    Regulatory Impact Statement: Designation of shares in investment companies 2017

    This document is for investment companies, managers, advisers. It discusses a class designation of certain shares in investment
    companies as managed investment products.

    Tags

    RIS, Business

    Type

    PDF