Back

Search results

Found 6606 results. Displaying page 9 of 441

  1. 19 November 2015

    Financial Markets Conduct Regulations amended

    While the Financial Markets Conduct Regulations 2014 (FMC Regulations) covered the detail necessary for the Financial Markets Conduct Act 2013 (FMC Act) to come into force on 1 December 2014, the size and complexity of the reforms meant the Government needed to defer some non-urgent matters.
    Tags
    Regulation updates, FMC Act, Legislation, Business
    Type
    Page

  2. 1 December 2010

    Financial Advisers Regulatory Regime Comes Into Force

    The new regulatory regime for financial advisers begins today, with the first Authorised Financial Advisers receiving their certificates of authorisation at a ceremony in Auckland from Commissioner for Financial Advisers, David Mayhew. The regulatory regime will be phased in between today and 1 July 2011.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  3. 26 May 2023

    Understanding the new climate-related disclosures regime

    FMA’s Jenika Phipps, Manager, Climate-related Disclosures, speech at a masterclass for business and finance leaders on its expectations for the climate-related disclosure regime in Auckland last week.
    Tags
    Article, Directors, Compliance, Climate related disclosure, Roles, Ethical finance, Auditors, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  4. 25 July 2022

    Bank regulatory capital

    Registered banks in New Zealand must hold a certain amount of ‘capital’ to make them less likely to go out of business. This is called regulatory capital, and banks offer financial products to raise this money. Find out more about the risks and common terms here.
    Tags
    Ways to invest, Investing, Bank regulatory capital, Consumer
    Type
    Page

  6. 2 May 2022

    Investor alert: false claims by Onyx Group Limited

    WARNING: We are concerned that Onyx Group Limited (‘Onyx’) is involved in a scam. We have received a complaint about this company cold-calling New Zealand residents offering pre-IPO shares* and unreasonably withholding client funds.
    Tags
    Shares, Ways to invest, Investing, Imposter website, International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page

  7. 5 October 2020

    Investing Myth #5: 'Real investors play the share market'

    ‘Real investors play the share market’ is a myth that is debunked by Mary Holm for the FMA on this page. Find out more about how an investment in KiwiSaver or a bank deposit is an investment.
    Tags
    Shares, Ways to invest, Investing, Investment basics, Consumer
    Type
    Page

  8. 11 June 2021

    Temporary extension for certain reporting deadlines

    The FMA is providing temporary relief to eligible entities a one-month extension to file their audited financial statements and comply with certain related reporting deadlines. The relief is available for eligible entities with balance dates between 31 March 2021 and 31 December 2021. Some conditions apply.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  9. 10 August 2022

    Investor alert: VHNX is not licensed to offer derivative trading services in New Zealand

    WARNING: FMA is concerned that the website vhnx.com may be operating a scam. We have received reports that representatives from VHNX are cold-calling New Zealand residents with investment offers when it is not authorised to do so. We have also received reports of people being unable to withdraw their funds.
    Tags
    Suspected scam, Unregistered business, Scams
    Type
    Page

  10. 22 December 2015

    Development of legislative tools to support the FMC Act regime

    In order to fully implement the FMC Act we have been considering matters which may require support from class exemptions, frameworks, or methodologies and designations (the FMA’s legislative tools).
    Tags
    Regulation updates, FMC Act, Legislation, Business
    Type
    Page

  11. 24 August 2020

    Designated settlement systems

    There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)
    Tags
    Type
    Page

  12. 28 April 2022

    FMA and Irish regulator issue warning about jms-icav.com

    FMA and regulatory bodies in Ireland have issued a warning about JMS-ICAV.
    JMS-ICAV is not a registered financial service provider in New Zealand or licensed by the FMA and is therefore not permitted to provide financial products or services to New Zealand residents. New Zealanders have been unsuccessful removing funds from the entity.
    Tags
    Imposter website, Suspected scam, Unregistered business, Scams
    Type
    Page

  13. 3 September 2010

    New Designated Settlement System

    The Reserve Bank of New Zealand and the Securities Commission today announced that the newly established NZCDC Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 22 March 2019

    Securities Regulatory Authority

    FMA recommends exercising caution before dealing with the Securities Regulatory Authority as it is not a legitimate financial services regulator, and is endorsing products and services from suspected scams.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  15. 1 October 2020

    Updated Timetable of Regulatory Initiatives

    In April 2020, the Council of Financial Regulators published a table of deferred regulatory initiatives due to COVID-19. This has now been updated to guide financial services businesses on future initiatives.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting