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Found 6497 results. Displaying page 65 of 434

  2. 3 August 2023

    Plaza funds management – Unregistered Business

    www.Plazafundsmanagement.com offers investment opportunities in Bonds, Term Deposits and IPO’s and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  3. 1 August 2017

    Offering financial products in New Zealand and Australia under mutual recognition (MRSO)

    Offering financial products in New Zealand and Australia under mutual recognition (MRSO) guide is for New Zealand and Australian issuers offering financial products or interests in managed or collective investment schemes in both countries.
    Tags
    Offer information, Offer disclosure for equity and debt offers, Roles, Offers of financial products, Managed Investment Schemes, Business
    Type
    Page, Guidance

  4. 1 May 2014

    MIS managers and their licensed supervisors

    The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for managed investment scheme (MIS) managers and their licensed supervisors.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  5. 12 December 2018

    MIS manager valuation and pricing practices

    MIS manager valuation and pricing practices information sheet sets out our recommendations following a review of the pricing and valuation practices of Managed Investment Scheme (MIS) managers. It will be of particular interest to MIS managers and their supervisors.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  6. 6 July 2016

    Mr Paul Clifford Hibbs and Hansa Limited

    Anyone who has been in contact with Mr Hibbs or Hansa in relation to the offer of financial advice, investment services, or any other form of financial product or service, is encouraged to contact us.
    Tags
    Investigations, Enforcement
    Type
    Page

  7. 15 November 2023

    Fake FMA licence certificates

    We have received a large number of reports about fake FMA licence certificates being used to try and convince people to invest money with phony investment brokers.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  8. 27 March 2024

    BTCSWE – Imposter, recovery scam

    We are aware of a New Zealand resident who has been contacted by someone claiming to represent BTCSWE. The Individual claimed he could help recover money lost to a previous investment.
    Tags
    Imposter website, Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  9. 20 June 2023

    Financial Markets Conduct (Market Index) Exemption Notice 2023

    This exemption provides relief to managed investment scheme (MIS) managers with funds that invest, in whole or in part, in assets that do not have an appropriate market index (relevant assets) and instead allows managers to take alternative approaches.
    Tags
    Exemptions, FMC Act, Legislation, Roles, Business, Managed investment schemes
    Type
    Page

  10. 24 April 2024

    Hz-cap.com - Imposter, unsolicited offer

    Hz-cap.com has been cold calling New Zealand residents, attempting to offer an investment in Starlink IPO. Unsolicited offers of financial products are prohibited in New Zealand.
    Tags
    Imposter website, Scams
    Type
    Page

  11. 5 October 2020

    Investing Myth #8: 'Getting advice is too expensive'

    ‘Getting advice is too expensive’ is an investment myth that is debunked by Mary Holm for the FMA. She talks about the benefit of of getting advice at key points of your life and who to talk to when you need financial advice.
    Tags
    Financial advice, Investment basics, Get advice, Investing, Consumer
    Type
    Page

  12. 14 April 2021

    Managed fund fees and value for money

    Guidance and principles to help managers and supervisors of KiwiSaver schemes and other managed investment schemes to demonstrate how they are meeting their existing obligations, statutory duties, and conduct expectations in respect of fees and value for money.
    Tags
    Roles, Supervisors, Business, Managed investment schemes
    Type
    Page, Guidance

  13. 22 August 2013

    Five Star Consumer Finance And Five Star Finance Group

    FMA alleged that the directors (Marcus Macdonald, Nicholas Kirk, Anthony Bowden, Neill Williams) made untrue statements in the investment statements and registered prospectuses of Five Star Consumer Finance Limited and offered securities (Five Star Finance and Five Star Debenture Nominee) in contravention of the Securities Act and did so without having registered a prospectus or provided investors with an investment statement. Read more.
    Tags
    Misleading statement, Breach, Enforcement
    Type
    Page

  14. 15 April 2024

    Morrison & Co DBG

    Morrison & Co DBG including: Morrison & Co Employee Co-Invest (PIP2) Limited, Morrison & Co Employee Co-Invest (PIP3) Limited, Morrison Investment Management Limited, Morrison Infrastructure Management Limited, Morrison International Limited, Morrison & Co PIP Limited, Morrison & Co SPV Management Limited, Morrison & Co Property Investment Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  15. 1 December 2014

    Accredited Body Report Certified Public Accountants Australia 2014

    This report contains the outcome of our assessment of
    Certified Public Accountants Australia (CPA Australia) for
    the period 1 July 2013 to 30 June 2014 (the Review Period).
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF