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  1. 30 November 2015

    FMA reports on audit quality standards

    FMA issued Audit Quality Annual Review for the year 1 July 2014 - 30 June 2015
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 12 November 2018

    Know the scam warning signs: Bob’s story highlights the tactics scammers use

    Bob is a consultant who lives in Christchurch. He’s invested in shares for many years, owns his own home, and is in KiwiSaver. Recently, Bob lost $67,000 through a ‘boiler room’ share scam after an overseas company called him, offering him the chance to invest in a pharmaceutical firm.
    Tags
    Consumer, Scams
    Type
    Page

  5. 16 June 2015

    FMA welcomes first listing on new NXT market

    The Financial Markets Authority (FMA) says the first listing this week on the NXT market sparks a new era of innovative capital raising in New Zealand.
    Tags
    Market operator, Media release, Roles, Business, News & Insights
    Type
    Page

  6. 15 March 2021

    Guide to Product Disclosure Statements

    FMA guide to product disclosure statements for investors.
    Tags
    Bonds, Derivatives, Managed funds, Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  7. 24 May 2019

    Seven mistakes first-time investors make

    FMA article about the common mistakes made by new investors and how to avoid them.
    Tags
    Investment basics, Investing, Article, Consumer, News & Insights
    Type
    Page

  8. 30 September 2021

    FMA steps up enforcement of anti-money laundering breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has escalated its enforcement approach to non-compliance with New Zealand’s anti-money laundering and countering financing of terrorism (AML/CFT) rules, according to a new report.
    Tags
    AML/CFT, Roles, Reporting entities, Media release, Business, News & Insights, Enforcement
    Type
    Page

  9. 26 May 2023

    Understanding the new climate-related disclosures regime

    FMA’s Jenika Phipps, Manager, Climate-related Disclosures, speech at a masterclass for business and finance leaders on its expectations for the climate-related disclosure regime in Auckland last week.
    Tags
    Article, Directors, Compliance, Climate related disclosure, Roles, Ethical finance, Auditors, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  10. 26 June 2023

    FMA publishes final guidance for the intermediated distribution of financial products

    The FMA today published its final guidance for financial institutions that distribute products and services through intermediaries as part of the Conduct of Financial Institutions (CoFI) regime.
    Tags
    Media release, Banking, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Roles, Business, News & Insights, Supervisor
    Type
    Page, Guidance

  11. 31 July 2023

    Standards for designated Financial Market Infrastructures

    The standards for designated FMIs were issued on 27 July 2023 under sections 31 and 34 of the Financial Market Infrastructures Act 2021 (the FMI Act) by the Reserve Bank of New Zealand and the Financial Markets Authority acting jointly as the regulator under section 9 of the FMI Act. The standards come into effect starting from 1 March 2024.
    Tags
    Financial market infrastructures, Roles, Business
    Type
    Page

  12. 3 August 2023

    Enforcement Policy

    Our enforcement policy is intended to guide and inform financial market participants. It is also intended to be a living policy and we may revise it from time to time according to what our objectives and priorities are. It is not exhaustive and is not binding.
    Tags
    Policy, Business, Enforcement
    Type
    Page

  13. 21 November 2017

    FMA releases KiwiSaver Tracker

    The FMA KiwiSaver Tracker uses the information KiwiSaver providers give investors through their quarterly fund updates and via the Companies Office’s Disclose Register.
    Tags
    KiwiSaver providers, KiwiSaver & Superannuation, Media release, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  14. 13 November 2018

    Supporting scam victims: Simon helped his father-in-law spot a scam

    What would you do if you thought a family member was being scammed?That was Simon’s dilemma after he became concerned about his father-in-law Richard. Simon believes the scammers first made contact with Richard by ringing him to take part in a phone survey - a classic scamming tactic.
    Tags
    Consumer, Scams
    Type
    Page

  15. 28 November 2013

    FMA announces new Chief Executive

    The Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 February 2014.
    Tags
    Media release, FMA, News & Insights
    Type
    Page