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Found 6497 results. Displaying page 76 of 434

  1. 26 July 2017

    Huang Investments Limited (Hong Kong)

    Huang Investments Limited is not registered to provide financial services in New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page

  2. 23 February 2016

    Capital Market Investments Limited

    On the website http://www.noafx, Capital Market Investments Limited is claiming to be registered in New Zealand as a financial service provider and also a member of a disputes resolution scheme when in fact it is neither.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  3. 30 June 2016

    Trade24 Investments Limited

    Trade24 Investments Limited is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  5. 19 August 2019

    Trinity Investments Limited

    The FMA is concerned that Trinity Investments Limited could be involved in a scam. Trinity Investments Limited is not registered as a financial service provider in New Zealand, therefore, is not permitted to provide financial services to New Zealand residents.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  9. 13 February 2020

    IOS Investments Limited

    IOS Investments Limited may be involved in a scam. The FMA urges investors to exercise caution ahead of investing in this entity.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 5 April 2023

    Here’s why complaints are really 'moments of truth'

    Clare Bolingford, FMA Executive Director Regulatory Delivery talks about the value of complaints to financial services companies.
    Tags
    Banking, Conduct, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Business, News & Insights
    Type
    Page

  11. 2 July 2007

    Truck Investments Ltd

    Truck Investments Ltd is a KiwiSaver exempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page

  12. 1 May 2022

    CTRL Investments

    FMA censured CTRL Investments Limited for contravening the conditions of its derivatives issuer (DI) licence.
    Tags
    Censure, Powers, Enforcement
    Type
    Page

  13. 20 March 2014

    First Mortgage Investments Limited

    This proceeding relates to an alleged failure to deliver an annual report to the Registrar of Companies in accordance with the requirements of Regulation 12 of the Securities Act (Contributory Mortgage) Regulations.
    Tags
    Enforcement
    Type
    Page, Financial reporting

  14. 1 March 2018

    Financial Investments and Conduct Commission

    Kapuni Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Scams
    Type
    Page

  15. 5 October 2022

    Climate risks and the impact on financial statement audits

    This document provides clarity for auditors about the expectations for information about climate risks in audit files.
    Tags
    Auditors, Climate related disclosure, Roles, Ethical finance, Climate Reporting Entities, Business
    Type
    PDF