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  1. 29 November 2019

    Council of Financial Regulators sets work priorities for 2020

    The Council of Financial Regulators (CoFR) has announced its work priorities for the coming year.
    The work programme includes seven separate work streams, each led by one of the CoFR agencies, but involving all the members (alongside other government agencies as necessary) in a coordinated effort to tackle issues that reach across the financial system.
    Tags
    Media release, Governance, FMA, News & Insights
    Type
    Page

  3. 18 September 2015

    Sentences delivered in OPI Pacific Finance case

    Two former directors of OPI Pacific Finance Limited, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have been sentenced in the Auckland High Court. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 13 December 2021

    Maat Consulting Limited DBG

    Maat Consulting Limited is a DBG including: Maat Consulting Limited, Todd Park Investments Limited, Osterley Way Investments Limited, Cashel Property Investment Limited, 650 Great South Road Limited, Fred Thomas Property Investment Limited, Cameron Road Property Investment Limited, Bush Road Property Investments Limited, Phoenix Drive Property Investments Limited, The Hub Properties Limited and 210 Khyber Pass Investments Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  5. 21 December 2011

    Stock & Share Trading Company Pty Ltd

    FMA asked Stock & Share Trading Company Pty Ltd for an enforceable undertaking and issued warning disclosure order to include FMA warning letter with any unsolicited offer they make to ensure investors make an informed decision. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  6. 14 September 2011

    FMA update on finance company investigations

    The Financial Markets Authority announced that investigations into 16 collapsed finance companies involving an estimated $3.45 billion of losses to investors were continuing, with decisions on the most advanced cases likely before the end of 2011. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 29 April 2024

    Guidance

    The guidance library contains the FMA’s guidance notes, information sheets, guides and other reference material.
    Tags
    Business
    Type
    Page, Guidance

  8. 27 July 2020

    Our immediate priorities during the COVID-19 response and recovery

    This information sheet outlines the FMA’s immediate priorities as New Zealand continues to respond to the COVID-19 pandemic, showing how we will support that response and recovery, while also ensuring financial service providers support their customers and investors.
    Tags
    COVID-19, FMA, News & Insights
    Type
    Page

  9. 5 April 2017

    Wise-up about retirement now, so you can relax and enjoy it later

    The FMA commissioned Colmar Brunton to survey New Zealanders aged between 60 and 74 years, to find out their experiences of retirement and how information or advice has helped them manage their retirement savings.
    Tags
    KiwiSaver & Superannuation, Media release, Consumer, News & Insights
    Type
    Page

  10. 23 August 2021

    FMA issues warning to Sharesies for AML/CFT breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has issued a formal warning to Sharesies Limited and Sharesies Nominee Limited for failing to have sufficient anti-money laundering procedures, policies, and controls in place.
    Tags
    AML/CFT, Roles, Media release, Enforceable action, Business, News & Insights, Enforcement
    Type
    Page

  13. 15 August 2019

    Consultation New financial advice regime exemptions

    This consultation is for any person giving regulated financial advice or providing client money or property services, and
    their advisers and interested parties. It seeks feedback on proposed exemption support for the new financial advice regime.
    Tags
    New Financial Advice regime, Authorised body under a FAP, Client money or property services provider, Financial Advice Provider, Consultations, Roles, Financial Services Legislation Amendment Act (FSLAA), Business
    Type
    PDF

  15. 7 September 2012

    New designated settlement system

    The Reserve Bank of New Zealand and the Financial Markets Authority (FMA) have announced that the NZ Clear Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
    Tags
    Media release, News & Insights
    Type
    Page