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Found 6339 results. Displaying page 21 of 423

  4. 31 October 2015

    New Zealand Discretionary Investment Management Services Limited

    New Zealand Discretionary Investment Management Services Limited (Previous name: Stewart Group Wealth Management Limited), FSP441406, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  5. 21 September 2023

    Consultation: Proposed liquidity risk management guidance

    Have your say on proposed liquidity risk management guidance outlining the essential features of effective liquidity risk management for MIS managers. Submissions close 10 November 2023.
    Tags
    Consultations, Roles, Business, Managed investment schemes, Supervisor
    Type
    Page

  6. 21 October 2020

    BND Traders and DMAX

    https://www.bndtraders.com/ and https://www.dmaxinvestments.com/services-real-estate/  are not registered financial service providers in New Zealand or licensed by the FMA.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  7. 15 March 2021

    Crypto asset service providers

    This page provides information about your obligations if you provide a ‘financial service’ related to crypto assets in New Zealand. Read more about types of financial products, initial coin offers, registration, AML/CFT obligations and fair dealing requirements
    Tags
    Cryptocurrencies, Compliance, Roles, Fair dealing, Obligations, Offer information, Licensing & registration, Business
    Type
    Page

  9. 8 August 2022

    When to contact us and who else may be able to help

    Whilst the FMA is always happy to help, In some situations, there are other Agencies and organisations who are best placed to help. This page has a list of links to other organisations that could be better placed to help based on your needs.
    Tags
    Type
    Page

  11. 26 February 2016

    AMP Wealth Management New Zealand Limited

    AMP Wealth Management New Zealand Limited, FSP25061, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  12. 1 September 2016

    New Zealand Investment Portfolio Management Limited

    New Zealand Investment Portfolio Management Limited, FSP389106, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  13. 6 March 2015

    Nikko Asset Management New Zealand Limited

    Nikko Asset Management New Zealand Limited, FSP22562, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  14. 9 February 2023

    GD1 MANAGEMENT (FUND 3) LIMITED

    GD1 MANAGEMENT (FUND 3) LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 21 July 2023

    BT Funds Management – Fake term deposits

    We are concerned that a scam offering investments in fixed term deposits under the name of BT Funds Management is targeting New Zealanders.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page