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  1. 27 May 2022

    Financial Markets Conduct (Stride Property Group) Exemption Notice 2022

    The Financial Markets Conduct (Stride Property Group) Exemption Notice 2022 allows Stride Property Limited (SPL) and Stride Investment Management Limited Stride (SIML), as stapled entities (Stride Property Group), to prepare consolidated financial statements for the purposes of subpart 3 of Part 7 of the Financial Markets Conduct Act 2013 (the Act).
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  2. 5 October 2020

    Investing Myth #5: 'Real investors play the share market'

    ‘Real investors play the share market’ is a myth that is debunked by Mary Holm for the FMA on this page. Find out more about how an investment in KiwiSaver or a bank deposit is an investment.
    Tags
    Shares, Ways to invest, Investing, Investment basics, Consumer
    Type
    Page

  3. 7 December 2015

    151207 Property Syndicate Checklist

    This checklist explains some of the things to consider before you invest in a property syndicate. You should be able to find answers to these questions in the documents you are
    given that explain the investment.
    Tags
    Investor information, Consumer
    Type
    PDF

  4. 20 October 2022

    Provincia Property Fund Limited

    The FMA has issued a formal warning to Provincia Property Fund Limited following concerns that they may have failed to give disclosures to investors as required by Part 3 of the Financial Markets Conduct Act 2013 because it relied on the wholesale investor exclusion in circumstances where they were not entitled to. This is because some eligible investor certificates were incomplete.
    Tags
    Offer disclosure for equity and debt offers, Wholesale investing, Roles, Ways to invest, Investing, Conduct, Offers of financial products, Formal warning, Powers, Business, Consumer, Enforcement
    Type
    Page

  6. 5 February 2020

    Active and Passive Asset Management

    FMA article about the differences between Active and Passive Asset Management.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  8. 30 March 2021

    R A C GRIMES LIMITED

    R A C GRIMES LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  9. 22 December 2022

    The Property Crowd

    FMA has suspended the crowdfunding provider licence of The Property Crowd after the entity materially contravened its licensee obligations.
    Tags
    Crowdfunding providers, Roles,  Licence contraventions, Powers, Business, Enforcement
    Type
    Page

  10. 21 December 2023

    Financial Markets Conduct (Climate Statements – Stride Property Group) Exemption Notice 2023

    The Financial Markets Conduct (Climate Statements – Stride Property Group) Exemption Notice 2023 (Notice) exempts Stride Investment Management Limited (SIML) and Stride Property Limited (SPL), which are part of the stapled group, comprising SIML, SPL and subsidiaries of SPL (Stride Property Group or SPG) from certain provisions of Part 7A of the Financial Markets Conduct Act 2013 (Act).
    Tags
    Exemptions, Business
    Type
    Page

  11. 13 October 2021

    Pacific Forex Asset Management

    WARNING: Pacific Forex Asset Management is not a registered financial service provider in New Zealand. We recommend exercising caution when dealing with this entity and the website.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  12. 21 December 2022

    NZICA publishes disciplinary outcomes relating to Wynyard audit by PwC

    FMA notes the New Zealand Institute of Chartered Accountants (NZICA) has released its disciplinary decisions arising from the 2015 PwC audit of the formerly NZX-listed Wynyard Group.
    Tags
    Media release, Offer disclosure for equity and debt offers, Roles, Business, News & Insights
    Type
    Page