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Found 6339 results. Displaying page 19 of 423

  1. 27 March 2024

    Exemption Notice Silverwood Land 2015 Limited Partnership 2024

    The scheme has some remaining real estate assets that it seeks to sell. The scheme is the subject of the Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021, which is revoked on the close of 31 March 2024.
    Tags
    Type
    PDF, Exemption notice

  2. 23 June 2021

    MIS liquidity risk management review

    Recommendations on liquidity stress testing frameworks, processes and procedures for managed investment schemes (MIS).
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  3. 26 August 2021

    NEW ZEALAND FUNDS MANAGEMENT LIMITED

    NEW ZEALAND FUNDS MANAGEMENT LIMITED is licensed to provide DIMS.
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  4. 1 April 2016

    BT Funds Management (NZ) Limited

    BT Funds Management (NZ) Limited, FSP32662, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  5. 17 May 2016

    New Zealand Funds Management Limited

    New Zealand Funds Management Limited, FSP27062, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  6. 21 August 2015

    Polson Higgs Wealth Management Limited

    Polson Higgs Wealth Management Limited, FSP26381, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  9. 22 June 2021

    MIS liquidity risk management review

    This report contains recommendations on liquidity stress testing frameworks, processes and procedures, following the August 2020 self-assessment survey completed by regulated entities for a two-year period ending 31 December 2019. It will be useful for directors, senior management and investment personnel of managed investment schemes.
    Tags
    Roles, KiwiSaver providers, Business, Managed investment schemes, Supervisor
    Type
    PDF, Report

  10. 3 August 2023

    Plaza funds management – Unregistered Business

    www.Plazafundsmanagement.com offers investment opportunities in Bonds, Term Deposits and IPO’s and purports to be based in New Zealand but is not registered on the Financial Service Providers Register (FSPR) to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer, Scams
    Type
    Page

  14. 15 December 2022

    FMA warns Pencarrow Private Equity Management for AML/CFT record-keeping failures

    We have formally warned Pencarrow Private Equity Management Limited for breaching record-keeping requirements under the AML/CFT Act.
    Tags
    Media release, Enforceable action, Formal warning, AML/CFT formal warning, Powers, Investigations, Roles, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page