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  1. 7 June 2024

    Scam basics

    This FMA webpage talks about types of scams, how to avoid being scammed, how to report a scam, COVID-19 scams and how to have a scam warning removed.
    Tags
    Consumer, Scams
    Type
    Page

  9. 19 January 2012

    FMA and SFO sign Memorandum of Understanding

    The Financial Markets Authority (FMA) and the Serious Fraud Office (SFO) have signed a Memorandum of Understanding (MOU) which will enhance their already close working relationship and drive greater efficiencies between the two agencies.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  10. 30 August 2012

    FMA welcomes Belgrave Finance sentencing

    Mr Buckley was sentenced to three years in prison after he pleaded guilty to 25 charges under the Securities Act, Crimes Act and the Companies Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 9 September 2013

    FMA announcement on finance company cases

    The Financial Markets Authority (FMA) has announced that it has completed investigations into four of its remaining finance company cases.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  12. 22 July 2011

    FMA makes three appointments to strategic leadership team

    The Financial Markets Authority has strengthened its strategic leadership team with three appointments to key positions in support of Chief Executive Sean Hughes.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  13. 13 December 2013

    Consultation Papers on draft minimum standards and conditions for new licenses

    CONSULTATION PAPER: The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. We are now consulting on the proposed minimum standards for these licence types. Read more here.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Managed investment schemes, Peer-to-peer lending service providers, Licensing & registration, Consultations, Roles, Business
    Type
    Page

  14. 17 December 2014

    FMA closes South Canterbury Finance Limited inquiries

    FMA has closed its inquiries into potential civil claims relating to South Canterbury Finance Limited (SCF). After careful consideration, the FMA has decided not to take any further action. Read more.
    Tags
    Cases, Media release, Consumer, News & Insights, Enforcement
    Type
    Page

  15. 5 September 2013

    Joint investigation results in charges for Strategic Planning Group

    Following a joint investigation into the activities of Auckland based company Strategic Planning Group Limited (SPG), the SFO and FMA have laid charges against former financial adviser Andrew Hrothgar Robinson. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page