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Found 574 results. Displaying page 22 of 39

  1. 1 March 2014

    KiwiSaver schemes monitoring investment risk guidance

    This Guidance Note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes
    Type
    PDF, Guidance

  2. 1 November 2011

    KiwiSaver performance fees guidance

    This guidance note is designed to provide the Managers and Trustees of KiwiSaver schemes with a basis on which they can determine whether any performance fees that are proposed to be charged, or are chanrged, either directly or indirectly to a member's investment in the Scheme can be considered "not reasonable".
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes
    Type
    PDF, Guidance

  3. 28 August 2017

    Prince Partners - Judgment

    High Court Judgment in the case against Prince and Partners Trustee Company Limited, 25 August 2017.
    Tags
    Enforcement
    Type
    PDF

  4. 31 August 2023

    Community Finance DBG

    Community Finance DBG including: Community Finance Limited and Community Finance Security Trustee Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  6. 14 September 2023

    Pallas Group DBG

    Pallas Group includes Pallas Capital Limited FSP1004241, Pallas Trustees Limited FSP1004322, and Pallas Commercial Lending Limited FSP1004240.
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  7. 1 March 2014

    Monitoring investment risk in KiwiSaver schemes

    Monitoring investment risk in KiwiSaver schemes guidance note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.
    Tags
    Supervisors, Roles, Business, Managed investment schemes
    Type
    Page, Guidance

  8. 15 November 2023

    Lifetime Retirement Income DBG

    Lifetime Retirement Income DBG includes Lifetime Asset Management Limited and Lifetime Trustee Limited.
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  9. 14 April 2021

    KiwiSaver performance fees

    This guidance note is intended for the managers and trustees of KiwiSaver schemes. It sets out the criteria against which FMA will assess the reasonableness of KiwiSaver performance fees.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  10. 8 May 2024

    Blockchain Funds Management Scheme DBG

    Blockchain Funds Management Scheme DBG including:T3P Limited, and T3P Trustee Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  15. 11 November 2014

    Directors of SPI companies agree to enforceable undertakings

    Murray Rex Alcock and Allister Ronald Knight (the Directors), of the various entities comprising the SPI group of companies (including SPI Property Fund Limited), have provided enforceable undertakings to the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page