Back

Search results

Found 574 results. Displaying page 21 of 39

  1. 24 March 2015

    Helen Margaret McKenzie

    Helen Margaret McKenzie, FSP420706, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  2. 17 December 2015

    Kerry Langley Haycock

    Kerry Langley Haycock, FSP455966, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  3. 23 December 2015

    Ian Howard Russon

    Ian Howard Russon, FSP478366, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  4. 13 December 2021

    Armillary Group

    Armillary Group including: Armillary Limited, Crowdsphere Limited, RPV GP Limited, Armillary Corporate Trustee No2. Ltd, and Efficient Market Services Ltd
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  5. 1 June 2014

    Certificate of compliance and authority to apply applicant or their authorised person

    Certification of Applicant's compliance with requirements and authority to apply for market service licence under Part 6 of the FMC Act 2013. This is relevant to Crowd funding; Peer-to-peer; MIS; DIMS; derivative issuers and independent trustee applicants.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Managed investment schemes, Peer-to-peer lending service providers, Roles, Business
    Type
    Word document, Application form

  6. 1 March 2016

    Consultation paper Exemptions impacting overseas businesses and restricted schemes 1

    This consultation is for: FMC reporting entities, licensed
    managers and scheme auditors, overseas banks, licensed independent trustees, restricted scheme managers, advisers and interested parties. It aims to seek feedback on the
    exemption proposals explained.
    Tags
    Independent trustee, Managed investment schemes, Consultations, Roles, Business
    Type
    PDF

  7. 1 November 2014

    Declaration by senior manager of related body

    This declaration should be completed by the the senior manager of a related body when applying for a market service licence. This is relevant to senior managers of crowd funding services; peer-to-peer; MIS managers; DIMS providers; Derivative issuers and independent trustees.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Managed investment schemes, Peer-to-peer lending service providers, Roles, Declaration, Licensing & registration, Business
    Type
    Word document, Application form

  8. 12 October 2021

    Consultation on the review of AML/ CFT laws

    The Government, led by the Ministry Department of Justice, is reviewing the Anti-Money Laundering and Countering Financing Act 2009 (the Act). The Act helps to keep Aotearoa New Zealand safe from money laundering and terrorism financing, so our country has a trustworthy and legitimate financial system.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Consultation

  9. 8 June 2021

    OneLend DBG

    OneLend DBG including: OneLend Limited and OneLend Trustee Limited
    Tags
    AML/CFT, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  10. 27 August 2019

    Bay of Plenty women urged to take financial investing power into their own hands

    There is a large investing gap in New Zealand between men and women. As Mary Holm, one of New Zealand’s most trusted money experts says, “In many ways women are better investors than men. So how come we often end up with lower savings?”
    Tags
    Media release, Investing, Consumer, News & Insights
    Type
    Page

  12. 3 May 2023

    Michelle Barbara Forster (FSP37101)

    Michelle Barbara FORSTER (FSP37101) is a licenced independent trustee
    Tags
    Reporting entities, Independent trustee, Licence, Roles, Licensing & registration, Business
    Type
    Page

  13. 5 October 2011

    Superannuation schemes report 2011

    The FMA’s role is to actively engage with trustees of superannuation schemes to ensure that the trustees are complying with the Act. If a matter comes to our attention, we will enquire whether a superannuation scheme is operating in accordance with the Act, under our powers specified in Part 3 of the Financial Markets Authority Act 2011. This is the 2011 report.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  14. 4 March 2016

    Consultation paper: Exemptions impacting overseas businesses, and restricted schemes

    Consultation paper: Exemptions impacting overseas businesses, and restricted schemes. This consultation details our proposed exemptions to provide relief on four issues affecting overseas businesses, and trustees for restricted schemes
    Tags
    Client money or property services provider, Independent trustee, Consultations, Exemptions, Roles, Business
    Type
    Page

  15. 9 August 2023

    Mackersy Property DBG

    Mackersy Property DBG (Designated Business Group): Mackersy Property includes Mackersy Property Limited (FSP1001600) Mackersy Capital Management Limited (FSP1005363) and Mackersy Capital Trustee Limited (FSP1005622)
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page