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Found 4261 results. Displaying page 61 of 285

  1. 9 May 2022

    NZX Listing Rule change 2022

    NZX listing rule change 2022 for anyone who is listing on the stock exchange.
    Tags
    Market operator, Roles, Business
    Type
    PDF, Notice

  2. 11 September 2022

    KiwiSaver Statements Report 0722

    The KiwiSaver Statements research report commissioned by the FMA July 2022
    Tags
    KiwiSaver providers, Supervisor, KiwiSaver & Superannuation, Reports and Papers, Managed investment schemes, Roles, Business, Consumer, News & Insights
    Type
    PDF

  3. 21 September 2022

    WIW2022 Website banners

    World Investor Week 2022 promotion materials. This zip file includes website banners
    Tags
    Campaigns, Investing, Consumer
    Type

  6. 2 June 2017

    Amendment Notice 2017 FMC Shares in Investment Companies Designation

    The amendment notice amends the Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017 which came into force on the 19 May 2017. The notice declares that certain shares in investment companies are managed investment products rather than equity securities for the purposes of the FMC Act, but the princepal notice does not apply to shares that are NZX Main Board shares.
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  8. 23 May 2018

    Consultation Same Class Offers ASX NZX Exemption Notice 2018

    This consultation paper is for those who issue and offer listed financial products, investors, legal advisers, and other
    interested parties. It seeks feedback on a proposed exemption for same class offers of ASX/NZX-quoted financial
    products.
    Tags
    Market operator, Consultations, Roles, Business
    Type
    PDF

  10. 18 February 2019

    Expense Disclosure CE Gifts July Dec 2018

    CE gifts and benefits disclosure for the period 1 July 2018 - 31 December 2018
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  11. 5 June 2019

    Kiwi Wealth Limited Amendment Notice 2019

    KiwiSaver Default Provider (Kiwi Wealth) Notice - fee can be changed by a default provider by introducing a maximum amount
    Tags
    Managed funds, Ways to invest, Investing, Consumer
    Type
    PDF, Notice

  12. 23 July 2019

    Annual Corporate Plan 2019

    This Annual Corporate Plan sets out our activities that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.
    This plan should be read alongside our Strategic Risk Outlook (see below), which provides our medium-term view of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    FMA
    Type
    PDF

  13. 9 September 2019

    Growing New Zealands Capital Markets 2029

    This report provides an overview of the process and key recommendations which we believe will have a higher impact on the New Zealand capital markets ecosystem in the coming decade
    Tags
    Reports and Papers, Market operator, Roles, Business, News & Insights
    Type
    PDF

  15. 28 February 2018

    Corporate Governance Handbook 2018

    The Corporate Governance Handbook 2018 was produced by the FMA as a practical guide for directors and executives to apply corporate governance principles.
    Tags
    Governance, FMA
    Type
    PDF