Back

Search results

Found 4261 results. Displaying page 55 of 285

  3. 12 December 2017

    CPA accredited body report 2017

    This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2016 to 30 June 2017.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  5. 14 November 2018

    Bank Incentive Structures 2018

    Findings from an FMA review of incentive structures in the banking industry.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF

  6. 27 June 2019

    ICE Futures US Obligations Review 2019

    ICE Futures U.S., Inc. (IFUS) is licensed to operate the IFUS derivatives market (the derivatives market) in New Zealand.
    The FMA is required to report, at least once every two years on how well IFUS is meeting its obligations as a licensed market operator.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  8. 29 June 2014

    NZX Obligations Review 2014

    NZX, as New Zealand’s only Registered Exchange, is
    an essential part of New Zealand’s financial markets.
    The General Obligations Review provides FMA with
    the opportunity to report on the adequacy of the
    arrangements NZX had in place to comply with its
    obligations during a particular review period, and to
    identify issues that, in FMA’s view, would assist NZX to
    ensure its continued compliance.
    Tags
    Reports and Papers, Market operator, Roles, Business, News & Insights
    Type
    PDF

  9. 30 June 2022

    30 June 2022 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for period ending 30 June 2022
    Tags
    KiwiSaver providers, Managed investment schemes, Roles, Disclose register, Business
    Type
    Spreadsheet

  10. 21 September 2022

    WIW 2022 Social tiles

    World Investor Week 2022 social tiles for sharing purposes.
    Tags
    Consumer
    Type

  11. 1 June 2015

    Investor Confidence Research 2015

    The Investor confidence Research report 2015 measures attitudes towards and investment in New Zealand’s financial markets. The research was carried out online using Colmar Brunton’s omnibus.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights
    Type
    PDF, Research

  13. 22 May 2018

    2018/2019 Annual letter of Expectations

    2018 Annual letter of expectations issued by the Minister to the FMA.
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  15. 19 December 2018

    NZX Participant Rules - Approval of Changes Notice 2018

    This notice approves the changes to the Participant Rules that were provided to the FMA by NZX for approval on 13 Nov 2018. These changes will be incorporates into the Participant Rules on 1 July 2019 or on a date in the future determined by the NZX in accordance with the Participant Rules at Rule 1.4
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice