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  1. 9 May 2024

    Financial Markets Conduct Abacus Storage King Exemption Notice 2024

    The Financial Markets Conduct (Abacus Storage King) Exemption Notice 2024 (Notice) exempts Abacus Storage Operations Limited (ASOL) and Abacus Storage Property Trust (the Trust) (together the issuers), and Abacus Storage Funds Management Limited (ASFML) (as responsible entity for the Trust under Australian law) from compliance with the disclosure requirements in Part 3 of the Financial Markets Conduct Act 2013 Act (Act), and exempts the Trust and ASFML from compliance with the governance requirements for managed investment schemes in Part 4 of the Act. The exemptions apply only to offers of stapled securities (each consisting of a share in ASOL and a unit in the Trust) which are made under an employee security plan established by the issuers to certain eligible persons in New Zealand (Abacus Storage King ESP).
    Tags
    Type
    PDF, Exemption notice

  2. 17 May 2024

    Supervisory approach new AMLCFT Regs 17 May 2024

    The Department of Internal Affairs, the Financial Markets Authority and the Reserve Bank of New
    Zealand (‘the Supervisors’) welcome the changes to AML/CFT requirements as a result of the
    various Amendment Regulations coming into force on 1 June 2024.
    Tags
    AML/CFT, Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Roles, Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF

  4. 24 June 2024

    KiwiSaver 2024: Check in with your nest egg

    Check in with your nest egg is the FMA's 2024 KiwiSaver campaign. We are calling on all KiwiSavers to do a health check on their KiwiSaver to make sure it's working for you.
    Tags
    Campaigns, Investing, Consumer
    Type
    Page

  8. 11 March 2013

    NJF Global Group

    Illegal offering of securities by Profitable Sunrise (Prosun) and/or NJF Global Group which have been advertised on 'youtube' by Mr Robert (Bob) Hughes.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 1 August 2015

    AIO Global Limited

    AIO Global Limited is claiming to be registered on the financial service providers register when this is not the case.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  10. 1 January 2011

    Liberty Global Partners

    Liberty Global Partners is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 1 July 2021

    Expand Asset Global Limited

    Expand Asset Global Limited is not licensed or registered in NZ.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  12. 1 January 2011

    Options Global Ltd

    Watford, Dunning & Partners Ltd (Watford Dunning) and Options Global are not registered New Zealand Companies and are not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  15. 28 February 2024

    Translinks Global Limited

    Translinks Global Limited, FSP1004489 is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page