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  2. 30 July 2013

    Expense disclosure CE gifts 2013 jan jun

    CE gifts and hospitality disclosure for the period 1 January 2013 - 30 June 2013
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  3. 1 August 2011

    Expense disclosure CE 2011

    CE travel expenses for the period 1 May 2011 - 30 June 2011
    Tags
    Executive expenses, FMA
    Type
    PDF

  5. 9 July 2020

    Consultation review of 16 class exemptions notices expiring in 2021

    We are seeking feedback on our review of 16 class exemption notices that support the regime under the Financial Markets Conduct Act 2013 (FMC Act). These notices will expire between August and December 2021.
    We would like feedback to inform our review of these class notices.
    Tags
    Consultations, FMC Act, Legislation, Business
    Type
    PDF

  7. 30 November 2020

    Audit Quality Monitoring Report 2020

    Under the Auditor Regulation Act 2011 (AR Act),
    we must carry out a quality review of the systems,
    policies and procedures of registered audit firms
    and licensed auditors at least once every four
    years. Our reviews help improve audit quality and ensure
    audit opinions are reliable. This is our 2020 report.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  8. 12 February 2020

    CPA Australia accredited body report 2020

    This report contains the findings of our monitoring assessment of CPA Australia for the period 1 July 2019 to 30 June 2020.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  9. 17 May 2021

    Negative Interest Rate report 2021

    This report is for FMA-licensed entities and their key stakeholders. It gives feedback on key findings of the FMA’s September 2020 survey on industry readiness for negative interest rates.
    Tags
    Monitoring, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  12. 1 December 2021

    Accredited Body Report - CPA Australia 2021

    Findings from the FMA’s review of the adequacy and
    effectiveness of CPA Australia’s audit regulatory systems for
    the period 1 July 2020 to 30 June 2021
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  13. 31 March 2022

    31 March 2022 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for period ending 31 March 2022
    Tags
    KiwiSaver providers, Disclose register, Managed investment schemes, Roles, Business
    Type
    Spreadsheet