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  1. 15 August 2019

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No. 4) 2019

    The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Koura Wealth Limited (Koura) to that list of entities. Read more.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  4. 25 March 2022

    Ohana WM Limited (FSP721412)

    Ohana WM Limited (FSP721412) is an AML/CFT reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  15. 18 October 2017

    FMA allows personalised robo-advice; applications open early 2018

    The Financial Markets Authority (FMA) has decided to grant an exemption to enable personalised robo-advice and is publishing the responses to its earlier consultation. Read more.
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page